Thought Leadership  •  November 30, 2020

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2021 Investment Companies Regulatory Calendar

Keeping track of EDGAR filing deadlines, peak periods and market holidays is always a challenge. With our new 2021 Investment Companies Regulatory Calendar, DFIN has made the planning process a bit easier to keep you better informed and on track.

Beginning January 1, 2021, funds can begin mailing the Rule 30e-3 notifications of the internet availability of shareholder reports. If using Rule 30e-3, a paper ‘Notice’ of website availability must be mailed in lieu of printed shareholder reports.