Start the Conversation

Honeypot Field to Catch Bots
Honeypot Field to Catch Bots

Global Regulatory Reporting Software

DFIN’s regulatory reporting software solution ingests data, performs calculations and produces compliant reports. With ArcRegulatory®, you stay ahead of regulations around the world while mitigating risks and driving efficiencies for your organization.

ArcRegulatory® is an end-to-end regulatory reporting solution that supports all of your compliance needs

  • Form PF, CPO-PQR, N-MFP,
    N-PORT & N-CEN
  • EPT, EMT, FVPT, CEPT, DCPT and EET
  • Article 50 / 60 (MiFID KID)
  • PRIIPs KID (UK/EU), UCITS KIID
  • Segregated mandates
  • Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
  • Distribution
  • Form PF, CPO-PQR, N-MFP,
    N-PORT & N-CEN
  • EPT, EMT, FVPT, CEPT, DCPT and EET
  • Article 50 / 60 (MiFID KID)
  • PRIIPs KID (UK/EU), UCITS KIID
  • Segregated mandates
  • Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
  • Distribution
  • EPT, EMT, FVPT, CEPT, DCPT and EET
  • Article 50 / 60 (MiFID KID)
  • PRIIPs KID (UK/EU), UCITS KIID
  • Segregated mandates
  • Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
  • Distribution
  • Sourcing and validation of KIIDs, EPTs and LPTs
  • Product-level KIID generation
  • Investment option generation
  • Multi-option, product-level website hosting
  • Distribution

Financial industry expertise.
Market leader experience.

DFIN is the most experienced provider of financial solutions including regulatory reporting software and the world's largest SEC EDGAR filer, supporting over 160,000 filings annually.

100K+

UCITS KIIDs per annum

80,000 translated UCITS KIIDs

16K+

Monthly Reports

EPT, CEPT, EMT, DCPT, FVPT, CTI

1,600+

Tolerance Checks and Business Rules

Run to ensure you remain compliant

1M+

Calculations per annum

Risk, performance and transaction costs

As part of DFIN's Arc Suite® end-to-end solution, ArcRegulatory gives you:

Simplicity

ArcRegulatory allows you to perform complex regulatory activities through a single streamlined workflow application, avoiding the need to load data multiple times into multiple applications.

Transparency

Data can be deeply interrogated within this regulatory reporting platform — providing insight into where the data is coming from, how it is calculated and where it is being distributed.

Consistency

The ArcRegulatory engine performs thousands of calculations on a monthly basis, ensuring consistent results across multiple reports in multiple markets.

Flexibility

ArcRegulatory can be configured to work the way you do, either as a full SaaS solution, a fully outsourced service (managed service) or as a hybrid of the two.

Confidence

DFIN is an NYSE-listed company and a global leader in risk and compliance solutions, investing in the development of software to meet the challenges of digitization, greater regulatory scrutiny and the demand for investor transparency.

ArcRegulatory is purpose-built to manage the high volume of tasks associated with regulatory reporting

In an ever-changing regulatory environment, ArcPro® can help keep you compliant

The regulatory environment continues to evolve, with growing scrutiny around ESG fund disclosures through the Sustainable Finance Disclosure Regulation (SFDR). ArcPro® can be seamlessly integrated with ArcRegulatory®, providing end-to-end shared content management and meeting regulatory requirements for greater data transparency.

Experience expert professional services and industry-leading support — every step of the way

DFIN is uniquely positioned as the only company in the world to offer regulatory, financial, legal and client reporting from a single platform. When you work with DFIN, you get:

ArcPro people ready Industry-leading support ready to help 24/7

ArcRegulatory Icon A simplified global reporting solution that incorporates expertise from the industry’s most experienced global regulatory reporter

ArcRegulatory Access Icon Access to DFIN working groups to discuss and align on new regulations

ArcDigita Ongoing Ongoing advice from a team of professional service experts on regulatory changes and best practices

Welcome to the future of global regulatory reporting.