As our readers know, DFIN is committed to providing helpful and actionable insights on the latest regulatory developments. Today, we want to call your attention to the Form 13F amendments, which went into effect on EDGAR on January 3, 2023.

 The following new items are optional and should only be reported if applicable.

"The Insider by DFIN" is a series of video interviews featuring the latest trends, topics and key perspectives on the global capital markets.

In this Insider, Dannie Combs, Senior Vice President and Chief Information Security Officer at Donnelley Financial Solutions, discusses the state of security in 2023 and what companies should know about protecting their data.

Five Security Issues to Focus on in 2023

"The Insider by DFIN" is a series of video interviews featuring the latest trends, topics and key perspectives on the global capital markets.

In the second part of this Security Insider series, Dannie Combs, CISO at DFIN, dives into the complexities of new cyber threats and how DFIN’s advanced security technologies help future-proof your business against bad actors.

According to the U.S. Securities and Exchange Commission (SEC), when a Foreign Private Issuer (FPI) that has listed its securities in the United States, the FPI becomes subject to reporting obligations under Section 13 of the US Securities Exchange Act of 1934 (Exchange Act) – FPIs have two primary reporting obligations: 1.) filing an Annual Report on Form 20‑F within four months after fiscal year end, as required by Exchange Act Rule 13a‑1; and 2.) furnishing reports on Form 6‑K from time to time, as required by Exchange Act Rule 13a‑16

Revolution Medicines, an innovative biotech company, was looking for a software solution that would boost collaboration and optimize their SEC filing process.

DFIN’s strategies to protect your company’s dark data

Dannie Combs contributed an article for Cyber Defense Magazine to highlight the risk that storing dark data (information that an organization collects, stores for compliance or other reasons, and then doesn’t use, through neglect, lack of interest, or need) poses to a company.

Dannie Combs contributed an article for Brilliance Security Magazine to highlight the risk that storing dark data (information that an organization collects, stores for compliance or other reasons, and then doesn’t use, through neglect, lack of interest, or need) poses to a company.

Discover how DFIN helped Core Laboratories, one of the world’s leading providers of proprietary reservoir services for oil companies, streamline complex global filings with ActiveDisclosure.

Publicly traded companies and other entities are required by the SEC — or Securities and Exchange Commission — to file certain disclosure forms. These different types of SEC filings not only ensure regulatory compliance, but they also provide need-to-know information to the public. With the shift to the EDGAR Next system later in 2025, it’s more important than ever for companies to know what’s required of them.