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Section 16 And Form 144 Filing Software

Efficiently file SEC ownership forms electronically with our secure financial reporting software. Purchase access to file just these form types or as a part of the complete ActiveDisclosure platform.

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Quickly pivot from paper to electronic filings.

The SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16 reporting software.

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Secure, self-service
Section 16 & Form 144

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Gain access to these form types standalone within AD

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Report equity ownership & changes to corporate securities electronically

What does the mandate mean for you?

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Simplify your beneficial ownership filings

Section 16

Easily manage the many moving parts necessary for filing Section 16 forms 3, 4 and 5. Improve your processes, become more secure and ensure compliance with our Section 16 filing software.

Form 144

Comply with the new electronic filing regulations. Use AD to file Form 144 in an easy-to-use, structured data format. Rely on DFIN’s Form 144 filing software to help you prepare to go digital.

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End to end solution for digital filings

Section 16 & Form 144
Fortified Security
Streamlined UI/UX

Section 16 & Form 144

  • Create, test and live file with the SEC
  • File for multiple reporting owners
  • Footnote across multiple forms
  • Auto-fill forms with saved data
  • One-click previews before filing

Fortified Security

Secure SEC filing built from the ground up for client security and data privacy with SOC 2 Type II audits. Protected by modern technologies for cybersecurity, anti-malware, encryption, firewall, MFA, SSO and more.

Streamlined UI/UX

Streamlined UI/UX experience enables instant access to your projects, rapid task completion and low learning curve.

Client experience is at the core of everything we do

Client stories:

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Cross River Bank saves time & money on private company reporting
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WTW optimizes SEC filing efficiencies & improves productivity
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What can DFIN do to help your business?

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our clients

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Experience industry-leading support any time you need it

When you work with DFIN, you get:

Access to live experts 24/7/365 to respond to issues and provide expert insight.

Software that stays ahead of all SEC regulatory changes, enhancements and updates.

Market leadership level knowledge and experience from the world’s largest SEC filer.

More findings, right this way

Fact Sheet

Smaller Reporting Companies Must Comply with the SEC's Cybersecurity Rules

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Blog

Understanding Governance, Risk, and Compliance

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Video Podcast

Webinar Replay: An Early Look at the 2024 Proxy Season

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Case study

How We Helped a Pharma Company Capitalize on IPO Market Conditions and Timing

How We Helped a Pharma Company Capitalize on IPO Market Conditions and Timing - Card
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Case study

How We Helped an Electric Vehicle Company Save Time and Money Before and After Going Public

How We Helped an Electric Vehicle Company Save Time and Money Before and After Going Public - Card
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White paper

In 2024, Inline XBRL: Ignorance is Not Bliss

In 2024, Inline XBRL, Ignorance is Not Bliss - Card
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Blog

DFIN Q1 Earnings: Software Growth Suggests a Recovery of M&A and IPO Activity May Be Underway

Craig Clay
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Blog

What is the European Single Electronic Format (ESEF)?

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Video Podcast

Webinar Replay: Preparing for Your Exit: Public Company Readiness

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White paper

CFO’s and Controllers Know – The Journey Towards Mandated ESG Reporting Starts Now

CFO’s and Controllers Know – The Journey Towards Mandated ESG Reporting Starts Now - Card
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Video Podcast

Webinar Replay: How to Prepare for Sustainability Requirements

Webinar Replay: How to Prepare for Sustainability Requirements - Card
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Case study

How We Helped a Biotech Company Save Hours in Their SEC Filings & Increase Reporting Productivity

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Case study

How We Helped a Community Energy Company Save 40 Hours on Their 10-k Filings & Increase Reporting Efficiencies

How we helped a community energy company save 40 hours on their 10-K filings &increase reporting efficiencies - Card
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Guide

From Private to Public: Expert Insights for Foreign Private Issuers Pursuing U.S. Public Listing in 2024 and Beyond

From Private to Public: Expert Insights for Foreign Private Issuers Pursuing U.S. - Card
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Resources

What is ESMA?

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Blog

How to Think About AI When You’re Planning an IPO

Craig Clay
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Blog

Software Shines in DFIN’s 2023 Earnings Report

Craig Clay
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Case study

How We Help a Middle Market Private Equity Firm Raise Capital and Close Deals

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Resources

The Dual-Track Process For IPOs & Exits

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Press Release

Diligent and DFIN Partner to Ease SEC Compliance and Simplify ESG Reporting

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