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Section 16 And Form 144 Filing Software

Efficiently file SEC ownership forms electronically with our secure financial reporting software. Purchase access to file just these form types or as a part of the complete ActiveDisclosure platform.

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Quickly pivot from paper to electronic filings.

The SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16 reporting software.

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Secure, self-service
Section 16 & Form 144

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Gain access to these form types standalone within AD

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Report equity ownership & changes to corporate securities electronically

What does the mandate mean for you?

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Simplify your beneficial ownership filings

Section 16

Easily manage the many moving parts necessary for filing Section 16 forms 3, 4 and 5. Improve your processes, become more secure and ensure compliance with our Section 16 filing software.

Form 144

Comply with the new electronic filing regulations. Use AD to file Form 144 in an easy-to-use, structured data format. Rely on DFIN’s Form 144 filing software to help you prepare to go digital.

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End to end solution for digital filings

Section 16 & Form 144
Fortified Security
Streamlined UI/UX

Section 16 & Form 144

  • Create, test and live file with the SEC
  • File for multiple reporting owners
  • Footnote across multiple forms
  • Auto-fill forms with saved data
  • One-click previews before filing

Fortified Security

Secure SEC filing built from the ground up for client security and data privacy with SOC 2 Type II audits. Protected by modern technologies for cybersecurity, anti-malware, encryption, firewall, MFA, SSO and more.

Streamlined UI/UX

Streamlined UI/UX experience enables instant access to your projects, rapid task completion and low learning curve.

Client experience is at the core of everything we do

Client stories:

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Cross River Bank saves time & money on private company reporting
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WTW optimizes SEC filing efficiencies & improves productivity
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What can DFIN do to help your business?

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our clients

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Experience industry-leading support any time you need it

When you work with DFIN, you get:

Access to live experts 24/7/365 to respond to issues and provide expert insight.

Software that stays ahead of all SEC regulatory changes, enhancements and updates.

Market leadership level knowledge and experience from the world’s largest SEC filer.

More findings, right this way

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CFO’s and Controllers Know – The Journey Towards Mandated ESG Reporting Starts Now

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Webinar Replay: How to Prepare for Sustainability Requirements

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Case study

How We Helped a Biotech Company Save Hours in Their SEC Filings & Increase Reporting Productivity

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Case study

How We Helped a Community Energy Company Save 40 Hours on Their 10-k Filings & Increase Reporting Efficiencies

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Guide

From Private to Public: Expert Insights For Foreign Private Issuers Pursuing U.S. Public Listing in 2024 and Beyond

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Resources

What is ESMA?

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How to Think About AI When You’re Planning an IPO

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Software Shines in DFIN’s 2023 Earnings Report

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How We Help a Middle Market Private Equity Firm Raise Capital and Close Deals

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Resources

The Dual-Track Process For IPOs & Exits

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Press Release

Diligent and DFIN Partner to Ease SEC Compliance and Simplify ESG Reporting

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Fact Sheet

Total Compliance Management - Everything You Need to Meet Today’s Modernisation Challenges

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The SEC Private Fund Advisers Rule – Key Takeaways

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ArcDigital eDelivery: A More Efficient and Cost-effective Distribution Solution

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DFIN Web Hosting: Meet SEC Compliance Regulations While Creating a Superior Investor Experience

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Case study

How We Helped a Multi-national Commercial Real-estate Company Save 25 Hours a Week on Manual Filing

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IPOs, Regulations, and Other Thoughts. Here’s looking at 2024

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White paper

How Today’s Strategic Cybersecurity Initiatives Can Fuel Tomorrow’s Business Advances

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