Section 16, Form 144, and Schedule 13D & 13G Filing SoftwareEfficiently file SEC ownership forms electronically with our secure financial reporting software. Based upon your needs, choose to access just these SEC form types or the complete ActiveDisclosure platform. Book a demo Meet new electronic filing requirements with confidenceThe SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16, Form 144, and Schedule 13D & 13G reporting software that minimizes late filings and FINRA/SEC escalations. Secure, self-service Section 16, Form 144, and Schedule 13D & 13G Gain access to these form types standalone within AD Report equity ownership & changes to corporate securities electronically What does the mandate mean for you? Read now Simplify your beneficial ownership filings Section 16 Our Section 16 filing software helps you easily manage filing Section 16 forms 3, 4, and 5. Section 16 filings are required for certain insiders and decision-makers to report their holdings as well as any changes in ownership of the company's securities. Individuals subject to Section 16 reporting include directors, officers and beneficial owners of more than 10% of a company's stock. Learn more Form 144 Comply with the new electronic filing regulations of Form 144 with filing software from DFIN. Use AD to file Form 144 whenever affiliates plan to sell their restricted or control securities. These typically are acquired through private placements and other restricted means, meaning they are not registered for public resale. Filling out Form 144 is required for altering the SEC of an insider's intention to sell a large number of shares in a specific timeframe. Learn more Schedule 13D & G Streamline your Schedule 13D filing and 13G reporting process with our beneficial ownership reporting software. These are required for investors who acquire beneficial ownership of more than 5% of a company’s equity securities. These filings ensure transparency by disclosing significant ownership changes to the SEC and the market. Download the Schedule 13 D and Schedule 13 G filing templates to simplify your beneficial ownership reporting requirements and ensure timely submissions. Learn more Hear from our clients Watch Ashish Garg Testimoniall End-to-end solution for digital filings Section 16 & Form 144 Fortified Security Streamlined UI/UX Schedule 13D & 13G Reduce Filing Risk Section 16 & Form 144 Create, test and live file with the SECFile for multiple reporting ownersFootnote across multiple formsAuto-fill forms with saved dataOne-click previews before filing Fortified Security Secure SEC EDGAR filing built from the ground up for client security and data privacy with SOC 2 Type II audits. Protected by modern technologies for cybersecurity, anti-malware, encryption, firewall, MFA, SSO, and more. Streamlined UI/UX Streamlined UI/UX experience enables instant access to your projects, rapid task completion and low learning curve. Schedule 13D & 13G Adhere to the latest Schedule 13D and 13G requirements and submit your EDGAR filings in machine-readable, structured data format (XML) with ActiveDisclosure to enhance visibility for investors. Reduce Filing Risk DFIN ActiveDisclosure could helplower your legal exposure through features including:Internal controls aligned with SOX governance standardsFull audit trail of every signature, change, and approvalSystem reminders reduce missed deadlinesEliminates manual errors and filing inconsistencies Book a demo Client experience is at the core of everything we do Client stories: Cross River Bank saves time & money on private company reporting WTW optimizes SEC filing efficiencies & improves productivity What can DFIN do to help your business? Talk to an expert or call +44 20 3047 6100 Hear fromour clients Watch Nathan Cowley Testimonial Experience industry-leading support any time you need it When you work with DFIN, you get: Access to live experts 24/7/365 to respond to issues and provide expert insight trusted by the world’s largest public companies and IPO issuers. Software that stays ahead of all SEC regulatory changes, enhancements and updates. Market leadership level knowledge and experience from the world’s largest SEC filer. Now Section 16, Form 144, and Schedule 13D & 13G are part of the ActiveDisclosure platform Streamline your entire Section 16, Form 144, and Schedule 13D & 13G filing process. From preparing an IPO to quarterly and annual SEC filings, manage all requirements accurately and securely with our ActiveDisclosure SEC reporting software. Explore ActiveDisclosure We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments. We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments. 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