Modernizing Broker‑Dealer Reporting: A Smarter Path to FOCUS and Financial Compliance
April 14, 2026
Investment companies today are operating in an increasingly complex environment defined by regulatory expansion, market transformation, and rapid technological advancement. Through combining intuitive, purpose-built technology with knowledgeable expert support, DFIN helps firms achieve global compliance, reduce risk, and streamline workflows. DFIN is the only investment company solution provider to offer regulatory, reporting, legal, filing, and distribution solutions through one integrated platform.
Whether triggered by annual shareholder reports, prospectus updates, regulatory filings, or investor communications, investment firms need reliable, accurate reporting. With the fund and investment company financial solutions provided by DFIN, your firm can:
ArcReporting® supports U.S. '40 Act, UCITS, and Hedge and Alternative Investment funds in creating and filing high-quality regulatory documents, including Tailored Shareholder Reports. Straight-through processing improves efficiency, automated proofing strengthens internal controls, and in-app training accelerates learning.
ArcReporting® supports U.S. '40 Act, UCITS, and Hedge and Alternative Investment funds in creating and filing high-quality regulatory documents, including Tailored Shareholder Reports. Straight-through processing improves efficiency, automated proofing strengthens internal controls, and in-app training accelerates learning.
ArcPro® gives you total control, with real-time, consistent, shared content updating and managerial dashboards that reduce version control issues. ArcPro streamlines the review and approval process for prospectus building and other regulatory communications, with automated in-app iXBRL and highly stylized compliance output.
ArcPro® gives you total control, with real-time, consistent, shared content updating and managerial dashboards that reduce version control issues. ArcPro streamlines the review and approval process for prospectus building and other regulatory communications, with automated in-app iXBRL and highly stylized compliance output.
ArcFlex is a flexible, cloud-based reporting solution purpose-built for Alternative Investments, Private Equity Funds, and Hedge Fund companies and their rapidly changing regulatory needs. It streamlines the creation and editing of financial disclosures while also delivering accurate, audit-ready reports through a centralized, collaborative workspace. ArcFlex is the modern way to simplify complexity, strengthen controls, and stay ahead of global regulatory demands.
ArcFlex is a flexible, cloud-based reporting solution purpose-built for Alternative Investments, Private Equity Funds, and Hedge Fund companies and their rapidly changing regulatory needs. It streamlines the creation and editing of financial disclosures while also delivering accurate, audit-ready reports through a centralized, collaborative workspace. ArcFlex is the modern way to simplify complexity, strengthen controls, and stay ahead of global regulatory demands.
ArcDigital® supports all the key functions required for digital content delivery, including a centralized document repository, investor financial compliance material tracking, and digital asset management all in a one-stop ecosystem. Through Total Compliance Management, Web Hosting, and eDelivery, ArcDigital ensures quality content delivery, creating a start-to-finish, digital-first engagement experience for institutional investor transparency.
ArcDigital® supports all the key functions required for digital content delivery, including a centralized document repository, investor financial compliance material tracking, and digital asset management all in a one-stop ecosystem. Through Total Compliance Management, Web Hosting, and eDelivery, ArcDigital ensures quality content delivery, creating a start-to-finish, digital-first engagement experience for institutional investor transparency.
DFIN’s regulatory reporting software solution ingests data, performs calculations, and produces compliant reports. With ArcRegulatory®, you stay ahead of regulations around the world through multi-jurisdictional reporting while mitigating risks and driving efficiencies for your organization — giving you the transparency, consistency, and confidence you need to deliver.
DFIN’s regulatory reporting software solution ingests data, performs calculations, and produces compliant reports. With ArcRegulatory®, you stay ahead of regulations around the world through multi-jurisdictional reporting while mitigating risks and driving efficiencies for your organization — giving you the transparency, consistency, and confidence you need to deliver.
Whether you select self-service with our regulatory filing software, managed service, or a hybrid solution, DFIN tailors our investor services to meet your company’s unique needs. DFIN helps you produce accurate disclosures so you can avoid errors and costly reworks. We also help you manage and ensure on-time filing and distribution of shareholder communications, cost-efficiently produce and distribute shareholder materials, and ensure a frictionless service experience during peak periods.
Whether you select self-service with our regulatory filing software, managed service, or a hybrid solution, DFIN tailors our investor services to meet your company’s unique needs. DFIN helps you produce accurate disclosures so you can avoid errors and costly reworks. We also help you manage and ensure on-time filing and distribution of shareholder communications, cost-efficiently produce and distribute shareholder materials, and ensure a frictionless service experience during peak periods.
There are many companies out there providing regulatory reporting support, but more investment banking firms choose DFIN because we bring decades of regulatory experience to the table. Our integrated regulatory reporting system is scalable to support multiple fund structures, with automation and workflow optimization to ensure efficiency and accuracy.
Learn more about how DFIN's end-to-end risk and compliance solutions stand alone.
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