Compliance management built for investment companies
With the increasing pace and impact of SEC regulations, such as Tailored Shareholder Reports, communicating with a wide range of diverse investors in digital channels is more important than ever before. Backed by DFIN experience, service and expertise, ArcDigital® digital compliance management software can accelerate your organisation and provide you with a one-stop compliance ecosystem for investment firms to meet all of today's regulatory challenges.
See how ArcDigital® meets all of your investment company digital compliance management needs
Total Compliance Management
Total Compliance Management (TCM) combines data processing with our document and content management tools, feeding your data into our automated publishing platform. This holistic approach to compliance management results in an optimised, audit-traceable delivery solution.
Total Compliance Management
Total Compliance Management (TCM) combines data processing with our document and content management tools, feeding your data into our automated publishing platform. This holistic approach to compliance management results in an optimised, audit-traceable delivery solution.
Web Hosting
Comply with evolving SEC rules while providing a consistent investor and prospect experience that reinforces your brand. DFIN's Web Hosting solution is always up to date with evolving SEC regulations and as investor expectations evolve and new rulings come out — which can add greater complexity and document volume — our mobile-optimised interface stands ready for anytime, anywhere engagement.
Web Hosting
Comply with evolving SEC rules while providing a consistent investor and prospect experience that reinforces your brand. DFIN's Web Hosting solution is always up to date with evolving SEC regulations and as investor expectations evolve and new rulings come out — which can add greater complexity and document volume — our mobile-optimised interface stands ready for anytime, anywhere engagement.
eDelivery
Satisfying regulatory compliance can put a burden on your staff and, depending on your approach, can strain your budget. With eDelivery from DFIN, you can send compliance materials electronically. It's less costly, customisable and easier to manage. It is also a better experience for the end investor or participant.
eDelivery
Satisfying regulatory compliance can put a burden on your staff and, depending on your approach, can strain your budget. With eDelivery from DFIN, you can send compliance materials electronically. It's less costly, customisable and easier to manage. It is also a better experience for the end investor or participant.
ArcDigital solves for TSR distribution requirements
Impacting nearly 12,000 funds and ETFs and 32,000 share classes, the SEC's Tailored Shareholder Reports rule presents significant operational changes to investment companies the in multiple compliance areas. Hear from DFIN experts on how to stay ahead of industry regulations and how your organisation can solve for TSR complexities in 2024 and beyond.
TSR Complexities You Can Solve For Today
eDelivery for TSR: How to Solve for Future Challenges Today
Financial industry expertise.
Market leader experience.
DFIN is an expert in content creation, management, distribution, EDGAR filing and web hosting, which are cornerstones for operationalising the new SEC rules. We are client focused and have an intimate understanding of complete product/fund relationships and needs.
Experience expert service and industry-leading support — every step of the way
When you work with DFIN, you get:
Explore the future of compliance management.
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