Regulatory reporting simplified
DFIN’s regulatory reporting software solution ingests data, performs calculations and produces compliant reports. With ArcRegulatory®, you stay ahead of regulations around the world while mitigating risks and driving efficiencies for your organisation.
ArcRegulatory® is an end-to-end solution that supports all of your regulatory reporting needs
Asset Managers
- EPT, EMT, FVPT, CEPT, DCPT and EET
- Article 50 / 60 (MiFID KID)
- PRIIPs KID (UK/EU), UCITS KIID
- Segregated mandates
- Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
- Distribution
Fund Administrators
- EPT, EMT, FVPT, CEPT, DCPT and EET
- Article 50 / 60 (MiFID KID)
- PRIIPs KID (UK/EU), UCITS KIID
- Segregated mandates
- Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
- Distribution
Management Companies
- EPT, EMT, FVPT, CEPT, DCPT and EET
- Article 50 / 60 (MiFID KID)
- PRIIPs KID (UK/EU), UCITS KIID
- Segregated mandates
- Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
- Distribution
Insurance Companies
- Sourcing and validation of KIIDs, EPTs and LPTs
- Product-level KIID generation
- Investment option generation
- Multi-option, product-level website hosting
- Distribution
Financial industry expertise.
Market leader experience.
DFIN is the most experienced provider of financial solutions including regulatory compliance software and the world's largest SEC EDGAR filer, supporting over 160,000 filings annually.
UCITS KIIDs per annum
80,000 translated UCITS KIIDs
Monthly Reports
EPT, CEPT, EMT, DCPT, FVPT, CTI
Tolerance Checks and Business Rules
Run to ensure you remain compliant
Calculations per annum
Risk, performance and transaction costs
As part of DFIN's Arc Suite® end-to-end solution, ArcRegulatory gives you:
As part of DFIN's Arc Suite® end-to-end solution, ArcRegulatory gives you:
ArcRegulatory is purpose-built to manage the high volume of tasks associated with regulatory reporting
- Simplifies the data management process
- Designed to manage large volumes of unique data sets
- Automatic enrichment within the application with market data that reduces risk and overhead
- Provides complete transparency to all elements of a calculation
- Simplifies and eases data analysis tasks and processes
- Powered by intuitive dashboards
- Runs more than 1,500 business rules over inbound data, calculated results and final output
- Provides confidence that output is consistent and accurate across all reports on the platform
- Multi-lingual production of UCITS KIIDs, PRIIPs KIDs and Articles 50 / 60
- Supports the reuse of raw and calculated data across a wide range of regulatory reports
- Drives efficiency through high volume production
- Distributes approved documents to platforms and regulators in one click
- Supports a configurable approach to the setup of complex distribution matrices and workflows to align with all distribution requirements
In an ever-changing regulatory environment, ArcPro® can help keep you compliant
The regulatory environment continues to evolve, with growing scrutiny around ESG fund disclosures through the Sustainable Finance Disclosure Regulation (SFDR). ArcPro® can be seamlessly integrated with ArcRegulatory®, providing end-to-end shared content management and meeting regulatory requirements for greater data transparency.
Experience expert professional services and industry-leading support — every step of the way
DFIN is uniquely positioned as the only company in the world to offer regulatory, financial, legal and client reporting from a single platform. When you work with DFIN, you get:
Industry-leading support ready to help 24/7
A reporting solution that incorporates expertise from the industry’s most experienced global regulatory reporter
Access to DFIN working groups to discuss and align on new regulations
Ongoing advice from a team of professional service experts on regulatory changes and best practices
Welcome to the future of global regulatory reporting.
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