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ArcRegulatory®

Simplify the complexities of global regulatory reporting.

DFIN’s regulatory reporting software solution ingests data, performs calculations and produces compliant reports. With ArcRegulatory, you stay ahead of regulations around the world whilst mitigating risks and driving efficiencies for your organisation.

ArcRegulatory Hero

As part of DFIN's Arc Suite end-to-end solution, ArcRegulatory gives you:

Simplicity

ArcRegulatory allows you to perform complex regulatory activities through a single streamlined workflow application, avoiding the need to load data multiple times into multiple applications.

Transparency

Data can be deeply interrogated within this regulatory reporting platform — providing insight into where the data is coming from, how it is calculated and where it is being distributed to.

Consistency

The ArcRegulatory engine performs thousands of calculations on a monthly basis, ensuring consistent results across multiple reports in multiple markets.

Flexibility

ArcRegulatory can be configured to work the way you do, either as a full SaaS solution, a fully outsourced service (managed service) or as a hybrid of the two.

Confidence

DFIN is an NYSE-listed company and a global leader in risk and compliance solutions, investing in the development of software to meet the challenges of digitisation, greater regulatory scrutiny and the demand for investor transparency.

ArcRegulatory is purpose-built to manage the high volume of tasks associated with regulatory reporting.

Data Management
Calculation Engine
Distribution
Rules and Checks
Output and Rendering
  • Simplifies the data management process
  • Designed to manage large volumes of unique data sets
  • Automatic enrichment within the application with market data that reduces risk and overhead
  • Provides complete transparency to all elements of a calculation
  • Simplifies and eases data analysis tasks and processes
  • Powered by intuitive dashboards
  • Distributes approved documents to platforms and regulators in one click
  • Supports a configurable approach to the setup of complex distribution matrices and workflows to align with all distribution requirements
  • Runs more than 1,500 business rules over inbound data, calculated results and final output
  • Provides confidence that output is consistent and accurate across all reports on the platform
  • Drives efficiency
  • Supports the reuse of raw and calculated data across a wide range of high-volume regulatory reports, including: UCITS, KIIDs, PRIIPs KIDs, Articles 50 / 60 and ESG reports

Financial industry expertise. Market leader experience.

DFIN is the most experienced provider of financial solutions including regulatory compliance software and the world's largest SEC EDGAR filer, supporting over 160,000 filings annually.

100K+

UCITS KIIDs and PRIIPS KIDs per annum

16,000+

Monthly Reports

EPT, CEPT, EMT, DCPT, FVPT, CTI

1,600+

Tolerance Checks and Business Rules

Run to ensure you remain compliant

1M+

Calculations per annum

Risk, performance and transaction costs

ArcRegulatory is an end-to-end solution that supports all of your regulatory reporting needs, such as:

Asset Managers

  • EPT, EMT, FVPT, CEPT, DCPT and EET
  • Article 50 / 60 (MiFID KID)
  • PRIIPs KID (UK/EU), UCITS KIIDs
  • Segregated mandates
  • Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
  • Distribution

Insurance
Companies

  • Sourcing and validation of KIIDs, EPTs and LPTs
  • Product-level KIID generation
  • Investment option generation
  • Multi-option, product-level website hosting
  • Distribution
ArcPro Graphic Screen

In an ever-changing regulatory environment, ArcPro can help keep you compliant.

The regulatory environment continues to evolve, with growing scrutiny around ESG fund disclosures through the Sustainable Finance Disclosure Regulation (SFDR). ArcPro can be seamlessly integrated with ArcRegulatory, providing end-to-end shared content management and meeting regulatory requirements for greater data transparency.

FACT SHEET

ArcRegulatory: The Future of Global Regulatory Reporting 

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FACT SHEET

ArcRegulatory for PRIIPs KIDs

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ArcRegulatory Card 1 Background

ArcRegulatory: The Future of Global Regulatory Reporting 

What is ArcRegulatory?

ArcRegulatory is DFIN’s proprietary, innovative global regulatory platform. It’s a single, cloud-based solution for managing European regulatory requirements — fully supporting PRIIPs and MiFID II reporting for asset managers and insurers.

View fact sheet

ArcRegulatory Fact Sheet 2 Background

ArcRegulatory for PRIIPs KIDs

A PRIIPs KID (Key Information Document) is a three-page pre-contractual document that provides investors with key information on the investment products they may be interested in.

Implementation, production, distribution and general maintenance of the KID can create significant challenges for asset managers. ArcRegulatory overcomes these issues by leveraging DFIN’s innovative global regulatory reporting platform.

ArcRegulatory covers all aspects of PRIIPs KID production through a single platform, which incorporates data ingestion, data integration, calculation, translation, production, monitoring/exception reporting and distribution.

View fact sheet

Experience expert professional services and industry-leading support — every step of the way.

DFIN is uniquely positioned as the only company in the world to offer regulatory, financial, legal and client reporting from a single platform. When you work with DFIN, you get:

Support Icon Industry-leading support ready to help 24/7.

Globe User Icon A reporting solution that incorporates expertise from the industry’s most experienced global regulatory reporter.

Users Icon Access to DFIN working groups to discuss and align on new regulations.

Document Accepted Icon Ongoing advice from a team of professional service experts on regulatory changes and best practices.

Welcome to the future of global regulatory reporting.

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