Global Regulatory Reporting Software

DFIN’s regulatory reporting software solution ingests data, performs calculations and produces compliant reports. With ArcRegulatory®, you stay ahead of regulations around the world while mitigating risks and driving efficiencies for your organisation.

ArcRegulatory® is an end-to-end regulatory reporting solution that supports all of your compliance needs

Asset Managers

EPT, EMT, FVPT, CEPT, DCPT and EET
Article 50 / 60 (MiFID KID)
PRIIPs KID (UK/EU), UCITS KIID
Segregated mandates
Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
Distribution

Fund Administrators

EPT, EMT, FVPT, CEPT, DCPT and EET
Article 50 / 60 (MiFID KID)
PRIIPs KID (UK/EU), UCITS KIID
Segregated mandates
Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
Distribution

Management Companies

EPT, EMT, FVPT, CEPT, DCPT and EET
Article 50 / 60 (MiFID KID)
PRIIPs KID (UK/EU), UCITS KIID
Segregated mandates
Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
Distribution

Insurance Companies

Sourcing and validation of KIIDs, EPTs and LPTs
Product-level KIID generation
Investment option generation
Multi-option, product-level website hosting
Distribution

ArcRegulatory is purpose-built to manage the high volume of tasks associated with regulatory reporting

Data Management

Market Data

Calculation Engine

Rules & Checks

Production & Publishing

Distribution

Data Management

Simplifies the data management process
Designed to manage large volumes of unique data sets
Automatic enrichment within the application with market data that reduces risk and overhead

Market Data

Ingest, verify and analyse client-supplied market data
Direct market data / arrival price gathering through integrated APIs connected to market data providers
Seamlessly applies the new PRIIPs calculation method through cascade logic for transactions where no market data is available
All data, calculations and reports are fully contained and viewable inside the app, ensuring the highest levels of security

Calculation Engine

Provides complete transparency to all elements of a calculation
Simplifies and eases data analysis tasks and processes
Powered by intuitive dashboards

Rules & Checks

Runs more than 1,500 business rules over inbound data, calculated results and final output
Provides confidence that output is consistent and accurate across all reports on the platform

Production & Publishing

Multi-lingual production of UCITS KIIDs, PRIIPs KIDs and Articles 50 / 60
Supports the reuse of raw and calculated data across a wide range of regulatory reports
Drives efficiency through high volume production

Distribution

Distributes approved documents to platforms and regulators in one click
Supports a configurable approach to the setup of complex distribution matrices and workflows to align with all distribution requirements

In an ever-changing regulatory environment, ArcPro® can help keep you compliant

The regulatory environment continues to evolve, with growing scrutiny around ESG fund disclosures through the Sustainable Finance Disclosure Regulation (SFDR). ArcPro® can be seamlessly integrated with ArcRegulatory®, providing end-to-end shared content management and meeting regulatory requirements for greater data transparency.

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Managing Alternative Investments can be difficult. DFIN has the solutions.

With increased global regulatory pressures, traditional spreadsheets and Word documents simply can’t meet today’s complex compliance regulations. DFIN’s Arc Suite® end-to-end solution streamlines the reporting process to drive efficiency and reduce risk, for all of your alternative investments needs.

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Financial industry expertise.
Market leader experience.

DFIN is the most experienced provider of financial solutions including regulatory reporting software and the world's largest SEC EDGAR filer, supporting over 160,000 filings annually.

120K+

PRIIPs KIDs produced per annum

16K+

Monthly Reports

EPT, CEPT, EMT, DCPT, FVPT, CTI

1,600+

Tolerance Checks and Business Rules

Run to ensure you remain compliant

1M+

Calculations per annum

Risk, performance and transaction costs

As part of DFIN's Arc Suite® end-to-end solution, ArcRegulatory gives you:

Simplicity

ArcRegulatory allows you to perform complex regulatory activities through a single streamlined workflow application, avoiding the need to load data multiple times into multiple applications.

Transparency

Data can be deeply interrogated within this regulatory reporting platform — providing insight into where the data is coming from, how it is calculated and where it is being distributed.

Consistency

The ArcRegulatory engine performs thousands of calculations on a monthly basis, ensuring consistent results across multiple reports in multiple markets.

Flexibility

ArcRegulatory can be configured to work the way you do, either as a full SaaS solution, a fully outsourced service (managed service) or as a hybrid of the two.

Confidence

DFIN is an NYSE-listed company and a global leader in risk and compliance solutions, investing in the development of software to meet the challenges of digitisation, greater regulatory scrutiny and the demand for investor transparency.

ArcRegulatory for PRIIPs KIDs

A PRIIPs KID (Key Information Document) is a three-page pre-contractual document that provides investors with key information on the investment products they may be interested in.

Implementation, production, distribution and general maintenance of the KID can create significant challenges for asset managers. ArcRegulatory overcomes these issues by leveraging DFIN’s innovative global regulatory reporting platform.

ArcRegulatory covers all aspects of PRIIPs KID production through a single platform, which incorporates data ingestion, data integration, calculation, translation, production, monitoring/exception reporting and distribution.

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Global Regulatory Reporting Software