Global Regulatory Reporting Software
DFIN’s regulatory reporting software solution ingests data, performs calculations and produces compliant reports. With ArcRegulatory®, you stay ahead of regulations around the world while mitigating risks and driving efficiencies for your organization.
ArcRegulatory® is an end-to-end regulatory reporting solution that supports all of your compliance needs
Asset Managers
- Form PF, CPO-PQR, N-MFP,
N-PORT & N-CEN - EPT, EMT, FVPT, CEPT, DCPT and EET
- Article 50 / 60 (MiFID KID)
- PRIIPs KID (UK/EU), UCITS KIID
- Segregated mandates
- Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
- Distribution
Fund Administrators
- Form PF, CPO-PQR, N-MFP,
N-PORT & N-CEN - EPT, EMT, FVPT, CEPT, DCPT and EET
- Article 50 / 60 (MiFID KID)
- PRIIPs KID (UK/EU), UCITS KIID
- Segregated mandates
- Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
- Distribution
Management Companies
- EPT, EMT, FVPT, CEPT, DCPT and EET
- Article 50 / 60 (MiFID KID)
- PRIIPs KID (UK/EU), UCITS KIID
- Segregated mandates
- Transaction cost-only reporting, including Cost Transparency Initiative (CTI)
- Distribution
Insurance Companies
- Sourcing and validation of KIIDs, EPTs and LPTs
- Product-level KIID generation
- Investment option generation
- Multi-option, product-level website hosting
- Distribution
ArcRegulatory is purpose-built to manage the high volume of tasks associated with regulatory reporting
Data Management
Market Data
Calculation Engine
Rules & Checks
Production & Publishing
Distribution
In an ever-changing regulatory environment, ArcPro® can help keep you compliant
The regulatory environment continues to evolve, with growing scrutiny around ESG fund disclosures through the Sustainable Finance Disclosure Regulation (SFDR). ArcPro® can be seamlessly integrated with ArcRegulatory®, providing end-to-end shared content management and meeting regulatory requirements for greater data transparency.
Financial industry expertise.
Market leader experience.
DFIN is the most experienced provider of financial solutions including regulatory reporting software and the world's largest SEC EDGAR filer, supporting over 160,000 filings annually.
PRIIPs KIDs produced per annum
Monthly Reports
EPT, CEPT, EMT, DCPT, FVPT, CTI
Tolerance Checks and Business Rules
Run to ensure you remain compliant
Calculations per annum
Risk, performance and transaction costs
Experience expert professional services and industry-leading support — every step of the way
DFIN is uniquely positioned as the only company in the world to offer regulatory, financial, legal and client reporting from a single platform. When you work with DFIN, you get:
Industry-leading support ready to help 24/7
A simplified global reporting solution that incorporates expertise from the industry’s most experienced global regulatory reporter
Access to DFIN working groups to discuss and align on new regulations
Ongoing advice from a team of professional service experts on regulatory changes and best practices
Welcome to the future of global regulatory reporting.
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