In recent years the FinTech industry has experienced significant changes on every front, from increased regulatory requirements to growing investor expectations. In this article, Eric Johnson, DFIN’s president of Global Investment Companies, addresses the top issues facing fund and asset companies heading into 2022.

At this time last year, the outlook for 2021 was heavily influenced by the global pandemic and how FinTech companies were pivoting to meet shifting needs. How did DFIN see that play out over the last 12 months?

A PRIIPs KID (Key Information Document) is a three-page pre-contractual document that provides investors with key information on the investment products they may be interested in.

Implementation, production, distribution and general maintenance of the KID can create significant challenges for asset managers. ArcRegulatory overcomes these issues by leveraging DFIN’s innovative global regulatory reporting platform.

In moments that matter, DFIN comes through. Delivering our cloud-based solutions to help you work securely in any environment, from wherever you are. DFIN’s Arc Suite is agile to adapt to the ever-changing regulatory environment with reports tailored for any region. For today and tomorrow, DFIN has you covered.

What is a global regulatory platform?

A global regulatory platform is a unified, cloud-based platform that enables fund companies and insurers to easily satisfy their regulatory requirements across multiple jurisdictions — all from one place.

Why should I use a global regulatory platform?

What is ArcRegulatory?

ArcRegulatory is DFIN’s proprietary, innovative global regulatory platform. It’s a single, cloud-based solution for managing European regulatory requirements — fully supporting PRIIPs and MiFID II reporting for asset managers and insurers. With ArcRegulatory, you get: