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Trust Center

Get details about DFIN’s security, privacy, compliance, resiliency, and the latest product security information.

Security Vault

Trust begins with transparency

Our mission is to build our products and services with security, privacy, compliance, and resiliency in mind. That’s why we created the Trust Center: to give you access to the latest information when you need it.

Security

  • Protect your data's integrity, availability, and confidentiality
  • Explore DFIN security products and services
  • Report a security issue
Learn more

Privacy

  • See how DFIN protects and respects individuals' privacy
  • View data protection guidelines
  • Explore global compliance data protection laws
Learn more

Compliance

  • Request compliance certificates
  • Global offerings (ISO/IEC, SOC, Bridge Letters, BSI, etc.)
  • Local and industry-specific certificates
Learn more

Security Matters

  • From the desk of the CISO
  • DFIN white papers
  • Knowledge Hub
  • Current threat landscape
Learn more

Compliance you can trust

Compliance brand - AICPA SOC Compliance brand - ISO 2700I Compliance brand - Cibersecurity Framework Compliance brand - GDPR

ActiveDisclosure

View our white paper detailing ActiveDisclosure's comprehensive security and privacy programs.

Learn more

Venue

View our white paper detailing Venue's comprehensive security and privacy programs.

Learn more

Arc Suite®

View our white paper detailing Arc Suite's comprehensive security and privacy programs.

Learn more
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We can provide additional information including our SOC 2 Type II report, once a Non-Disclosure Agreement is signed

Dannie Combs moderates at CNBC Technology Executive Council Summit

Dannie speaks with an executive panel to discuss the merger and integration of BB&T and SunTrust to form Truist Bank, how Truist turned to UiPath's Automation Cloud platform to build a digital workforce, automated over 150 processes, and tackled an unprecedented volume of fraudulent activity.

Dannie Combs - Chief Information Security Officer

From the desk of the CISO​

Led by Dannie Combs

CISO & CNBC Technology Executive Council Member
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Security is integral to global operations

Our information security program is an integral part of our global operations. Over 10,000 businesses trust DFIN to safeguard their data. Our program is subject to annual independent audits for compliance and industry standards certifications, ensuring that our program not only meets but exceeds the most stringent of security requirements.

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Data privacy is a top priority

Protecting our customer’s data privacy is a top priority. DFIN understands the importance of protecting the critical business and personal information entrusted to DFIN. We’re also committed to the General Data Protection Regulation (GDPR) compliance and have bolstered our already-strong data protection practices by evaluating and updating our company privacy policies and practices.

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Meeting and exceeding compliance standards

DFIN is committed to achieving and maintaining the trust of our customers. Our data governance standards, policies, and procedures are informed by a full range of factors, including continuous monitoring of the security and privacy landscape to ensure our approach remains in step and complies with the latest state, federal, and international requirements.

Gain insights on responsible AI

Harnessing the Power of Responsible AI

Floyd Strimling, Chief Product Officer at DFIN, sits down with Dana Barrett to discuss responsible AI in financial reporting.

Floyd Strimling Podcast

Security matters

Our mission is to build our products and services with security, privacy, compliance, and resiliency in mind. That’s why we created the Trust Center: to give you access to the latest information when you need it.

DFIN leverages several technologies, processes, and procedures to ensure customer data remains secure. MFA (multi-factor authentication), data encryption in transit and at rest, EDR (Endpoint Detection and Response), antivirus and malware protection, robust access controls (based on least privileged access), and Network perimeter security to ensure comprehensive data protection for our clients.

DFIN leverages a Secure Software Development Life Cycle process (SSDLC) whereby security is incorporated into all stages of the software development life cycle. Static code analysis (SAST), Dynamic application scanning (DAST), continuous vulnerability scanning, secure software release management, software architecture reviews, and annual independent penetration testing contribute to DFIN's application security practice.

DFIN’s security team is made up of approximately 40 team members spread across several functional teams including Application Security, Cyber Threat Intelligence, Identity and Access Management, Security Architecture, Network Security, IT GRC (Governance, Risk, Compliance), Supply Chain Security, and Cyber Awareness and Advocacy, all under the leadership of our CISO, Dannie Combs. Additionally, DFIN partners with third-party security providers for 24x7 security monitoring and incident response.

Simply click the “Talk to an expert” button and we will be in touch!

DealMaker Cybersecurity Tablet
DFIN AND MORNING CONSULT RESEARCH

DealMaker Meter Cybersecurity Edition

69% of enterprise leaders say the risk outweighs the rewards of storing detailed data. Find out why and gain other valuable insights.

Download report

More findings, right this way

Video Podcast

eDelivery for TSR: How to Solve for Future Challenges Today

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Report

Equilar releases its “Preparing for Proxy Season 2024” report featuring DFIN commentary

schneider
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Article

Want Cyber Safety? Focus On Your Data

dannie combs
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Article

Investment Companies 2024 Outlook

eric johnson
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Blog

Third-Quarter Earnings Results Highlight DFIN’s Software Strengths

Craig Clay
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Guide

Initial Public Offerings: Considerations for Business Owners and Executives Taking Their Company Public

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Video Podcast

DFIN Transformation, Innovation & Outlook with Dan Leib, DFIN’s President and CEO

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Resources

IPO Market Trends & Outlook 2023

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Resources

EDGAR Next — The Improved SEC Filer Access System

clark
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Blog

5 Things to Prepare for Climate Accountability Act Reporting

Priya Shah
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Resources

Acquisitions And Dispositions: SEC Rule 3-05

clark
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Blog

SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting

clark
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Fact Sheet

End-to-End Compliance Reporting for Non-Traded REITs, Private Fund and BDCs

DFIN’s Regulatory Funds Service Report - Card
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Guide

Driving Fundraising Readiness – A Practical Guide by Experienced Investors

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White Paper

Reporting Trends for 2024

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Press Release

DFIN’s Dannie Combs Named a Top Global CISO in the World for 2023

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Video Podcast

WTW Optimizes SEC Filing Efficiencies

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Calendar

2024 Investment Companies Regulatory Calendar

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Video Podcast

Harnessing the Power of Responsible AI with Floyd Strimling, Chief Product Officer, DFIN

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Press Release

DFIN Announces Exhibitor Sponsorship of SuiteWorld 2023

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