SEC Form 13H
Modernize Your SEC Reporting
Streamline complex financial reporting and regulatory compliance with a modern filing approach that combines intuitive software and expert, hands-on service, providing the assurance you need. Meet SEC and regulatory requirements securely and efficiently—whether it’s quarterly filings, beneficial owner reporting, ESG disclosures, or transaction filings—without disrupting workflows.
Industry Leading Compliance Made Smarter
Future-Proof Your Filings
Get the comprehensive financial reporting and SEC filing software your company needs alongside unparalleled expert services and responsive, ongoing support from seasoned DFIN professionals. Seamlessly integrate software and expert support to streamline workflows and maintain confidence in your financial reporting. As the leading SEC filing agent for public companies and investment companies, we’ve developed DFIN ActiveDisclosureTMas the centralized source of truth.
Collaborate in real-time while linking and updating financial data with XBRL tagging from your single-source-of-truth Excel workbooks, to ensure your documents, presentations, and forms deliver accurate and up-to-date information for EDGAR compliance.
Powerful Compliance Features
for Modern Day Reporting
Intuitive Interface
Excel Integration
Powerful Collaboration
Automated Compliance
Project Management Support
Enterprise-Grade Security
Compliant, Investor‑Ready Presentations
Comprehensive Certification Management
Intuitive Interface
Work in a familiar environment with easy navigation and tools that simplify financial reporting for every user.
Excel Integration
Link data from your single source of truth and watch updates flow across documents automatically.
Powerful Collaboration
Assign tasks, track changes, and compare drafts securely—keeping your team aligned and efficient.
Automated Compliance
Project Management Support
Enterprise-Grade Security
Compliant, Investor‑Ready Presentations
Comprehensive Certification Management
The Compliance Platform Public Companies Trust
With cutting-edge technology and deep regulatory expertise, DFIN empowers organizations to accelerate filings, enhance accuracy, and protect sensitive data—all while reducing risk and cost. From SEC reporting to investor communications, DFIN delivers confidence and efficiency, so companies can focus on growth. DFIN is the go-to solution for organizations that need to:
- Prepare and file SEC reports like 10-Ks, 10-Qs, and proxy statements accurately and on time.
- Equip corporate finance, accounting, and investor relations teams to manage data, create reports, and ensure compliance.
- Support governance and disclosure experts with secure, reliable tools and expert guidance.
- Navigate IPOs, mergers, acquisitions, or other major deals that demand precise, compliant reporting and filing support.
Own your filing process with confidence.
or
call +1 800 823 5304
Flexible Solutions for Every Stage of Your Journey
Accelerate Complex Transactions & Regulatory Filings
Facilitate financial regulatory reporting and manage critical deal documents for mergers, spin‑offs, S‑1 filings, and other capital‑market activities with secure, streamlined workflows from pre‑IPO through going public and beyond.
Improve Accuracy & Speed in Annual & Quarterly Financial Reporting
Reduce filing time and maintain precise disclosures for 10‑Ks, 10‑Qs, and related SEC reports using ActiveDisclosure™, which enhances collaboration, compliance checks, and document control.
Strengthen Security & Control During High‑Stakes Due Diligence
Share sensitive documents confidently throughout audits, mergers, and investor communications using the DFIN Venue® - the most modern Virtual Data Room on the market, built for secure, permissioned access and structured deal collaboration.
Enhance ESG Transparency & Reporting Quality
Centralize ESG data and simplify disclosure preparation with purpose‑built sustainability reporting tools that improve accuracy, consistency, and stakeholder visibility.
Deliver Polished, Compliant Proxy & Governance Communications
Access turnkey, expert‑supported proxy solutions—including advisory, strategy, design, print, and annual meeting services—to ensure seamless shareholder communications and governance readiness.
Increase Efficiency & Accuracy in Beneficial Ownership Filings
Digitally prepare and submit Section 16, Form 144, and Schedule 13D/13G filings with streamlined workflows that reduce manual effort and improve compliance precision.
More findings, right this way
Blog
Preparing Your 2025 Form 20-F: Key Disclosure Trends and Compliance Considerations for FPIs
| Patricia Myles
Article
DFIN at the 2025 Asia Pacific Capital Markets Forum: Why London Remains a Strategic Listing Destination for APAC Issuers
