Investment Company Compliance Through a Single Platform

As the leading global risk and compliance solutions provider, DFIN is the only company to offer regulatory, reporting, legal, filing, and distribution solutions through one integrated financial compliance management software platform. We provide the investment industry with the experience and expertise of an established market leader. With Arc Suite®, users can benefit from global compliance, reduce risk, and streamline workflows.

Modernize and Streamline Your Global Financial Reporting Processes

Mitigate Risk

Modernize outdated manual processes with intelligent, automated workflows with robust auditable processes to ensure compliant reporting across your entire regulatory program.

Improve Accuracy

Ensure precise, timely, and fully compliant disclosures — strengthening internal controls and improving overall accuracy across every stage of your reporting lifecycle.

Optimize Efficiency

By eliminating repetitive tasks, reusing shared content, and enabling straight‑through processing, our solutions reduce production cycle times and minimize handoffs, allowing teams to work faster with fewer errors.

Work With Proven Industry Experts

With over 40 years of fund industry experience, DFIN provides you with the expertise of an established market leader. With our knowledge of regulatory requirements and change readiness, you will stay ahead of evolving global regulatory requirements.

Solutions for Investment Company Regulatory Compliance

ArcReporting® 

Streamlined Financial Reports and Filings

ArcReporting® supports U.S. ‘40 Act, UCITS, and Hedge and Alternative Investment funds in creating and filing high-quality regulatory documents, including Tailored Shareholder Reports. Straight-through processing improves efficiency, automated proofing strengthens internal controls, and in-app training accelerates learning.

ArcReporting® supports U.S. ‘40 Act, UCITS, and Hedge and Alternative Investment funds in creating and filing high-quality regulatory documents, including Tailored Shareholder Reports. Straight-through processing improves efficiency, automated proofing strengthens internal controls, and in-app training accelerates learning.

ArcPro®

Shared Content Management

ArcPro® gives you total control, with real-time, consistent, shared content updating and managerial dashboards that reduce version control issues. ArcPro streamlines the review and approval process for prospectus building and other regulatory communications, with automated in-app iXBRL and highly stylized compliance output.

ArcPro® gives you total control, with real-time, consistent, shared content updating and managerial dashboards that reduce version control issues. ArcPro streamlines the review and approval process for prospectus building and other regulatory communications, with automated in-app iXBRL and highly stylized compliance output.

ArcFlex

Flexible Financial 
Reporting

ArcFlex is a flexible, cloud-based reporting solution purpose-built for Alternative Investments, Private Funds, and Hedge Fund companies and their rapidly changing regulatory needs. It streamlines the creation and editing of financial disclosures while also delivering accurate, audit-ready reports through a centralized, collaborative workspace. ArcFlex is the modern way to simplify complexity, strengthen controls, and stay ahead of global regulatory demands.

ArcFlex is a flexible, cloud-based reporting solution purpose-built for Alternative Investments, Private Funds, and Hedge Fund companies and their rapidly changing regulatory needs. It streamlines the creation and editing of financial disclosures while also delivering accurate, audit-ready reports through a centralized, collaborative workspace. ArcFlex is the modern way to simplify complexity, strengthen controls, and stay ahead of global regulatory demands.

ArcDigital®

Seamless Compliance Management

ArcDigital® supports all the key functions required for digital content delivery, including a centralized document repository, compliance material tracking, and digital asset management all in a one-stop ecosystem. Through Total Compliance Management, Web Hosting, and eDelivery, ArcDigital ensures quality content delivery, creating a start-to-finish, digital-first engagement experience for investor transparency.

ArcDigital® supports all the key functions required for digital content delivery, including a centralized document repository, compliance material tracking, and digital asset management all in a one-stop ecosystem. Through Total Compliance Management, Web Hosting, and eDelivery, ArcDigital ensures quality content delivery, creating a start-to-finish, digital-first engagement experience for investor transparency.

ArcRegulatory®

Simplified Global Reporting

DFIN’s regulatory reporting software solution ingests data, performs calculations, and produces compliant reports. With ArcRegulatory®, you stay ahead of regulations around the world through multi-jurisdictional reporting while mitigating risks and driving efficiencies for your organization — giving you the transparency, consistency, and confidence you need to deliver.

DFIN’s regulatory reporting software solution ingests data, performs calculations, and produces compliant reports. With ArcRegulatory®, you stay ahead of regulations around the world through multi-jurisdictional reporting while mitigating risks and driving efficiencies for your organization — giving you the transparency, consistency, and confidence you need to deliver.

Traditional Services

Whether you select self-service with our regulatory filing software, managed service, or a hybrid solution, DFIN tailors our services to meet your company’s unique needs. DFIN helps you produce accurate disclosures so you can avoid errors and costly reworks. We also help you manage and ensure on-time filing and distribution of shareholder communications, cost-efficiently produce and distribute shareholder materials, and ensure a frictionless service experience during peak periods.

Whether you select self-service with our regulatory filing software, managed service, or a hybrid solution, DFIN tailors our services to meet your company’s unique needs. DFIN helps you produce accurate disclosures so you can avoid errors and costly reworks. We also help you manage and ensure on-time filing and distribution of shareholder communications, cost-efficiently produce and distribute shareholder materials, and ensure a frictionless service experience during peak periods.

More findings, right this way

Guides, Reports & White Papers

DFIN's IPO & Public Listing Report - Q1 2026 Edition

IPO Public Listing Report Thumbnail
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Guides, Reports & White Papers

The 2026 Proxy Playbook: 6 Key Trends

The 2026 Proxy Playbook: 6 Key Trends
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Blogs

The Top 5 Things You Should Know About the SEC’s Potential Move to Semiannual Reporting

The Top 5 Things You Should Know About the SEC’s Potential Move to Semiannual Reporting
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Blogs

AI at DFIN: Building Confidence When Compliance Matters Most

AI at DFIN: Building Confidence When Compliance Matters Most
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Blogs

DFIN the Disruptor: Powering Regulatory Confidence Through Market Cycles

DFIN the Disruptor: Powering Regulatory Confidence Through Market Cycles
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Blogs

Section 16(a) Reporting is Coming for Foreign Private Issuers – It’s Time to Act

Section 16(a) Reporting is Coming for Foreign Private Issuers – It’s Time to Act
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Blogs

Embracing Change: Key Insights from DFIN’s Activate 2025

Embracing Change: Key Insights from DFIN’s Activate 2025
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Blogs

Q4 2025 Market Outlook: Balancing the AI Boom and Economic Reality

Q4 2025 Market Outlook: Balancing the AI Boom and Economic Reality
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Calendars

2026 Investment Companies Regulatory Calendar

2026 Investment Companies Regulatory Calendar
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Press Releases

DFIN Successfully Completes Pension Plan Termination

DFIN Successfully Completes Pension Plan Termination
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Blogs

Be Deal-Ready with Smart Technologies

Be Deal-Ready with Smart Technologies
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Press Releases

DFIN introduces the new Venue, the most modern virtual data room on the market—designed to lead the industry in speed and simplicity

DFIN introduces the new Venue
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Press Releases

DFIN Releases 13th Annual Guide to Effective Proxies: New Insights on AI, Cybersecurity and Investor Engagement

DFIN Releases 13th Annual Guide to Effective Proxies: New Insights on AI, Cybersecurity and Investor Engagement
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Press Releases

DFIN’s Now Filing via EDGAR Next: Simplifying Enrollment Ahead of SEC’s September 12 Deadline

DFIN’s Now Filing via EDGAR Next: Simplifying Enrollment Ahead of SEC’s September 12 Deadline
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Case Studies & Fact Sheets

European Wax Case Study

European Wax Case Study
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Infographics & Checklists

7 Steps for IPO Readiness

7 Steps for IPO Readiness
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Case Studies & Fact Sheets

How MBX Biosciences Created Success in Pre-IPO Preparations and Post-IPO Operations

How MBX Biosciences Created Success in Pre-IPO Preparations and Post-IPO Operations
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Articles

European Accessibility Act: How EAA Compliance Builds Investor Trust

European Accessibility Act: How EAA Compliance Builds Investor Trust
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Blogs

Deals, Diligence, and Dry Powder: What to Watch in the Second Half of 2025

Deals, Diligence, and Dry Powder: What to Watch in the Second Half of 2025
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Blogs

DFIN's Software Transformation Boosted by ActiveDisclosure's Strong Quarterly Results

DFIN's Software Transformation Boosted by ActiveDisclosure's Strong Quarterly Results
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Five purpose-built products. One powerful end-to-end solution. DFIN’s Arc Suite.

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