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ArcFiling

A more efficient global compliance process.

Less time filing and reporting means more time using portfolio insights from your data to drive the right decisions.

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One source for managing global regulatory data. One source of confidence.

Introducing your Regulatory Book of Record


Build, access and maintain your RBOR with ArcFiling.


Experience the first-ever consolidated view of your global investment data and regulatory records with the ArcFiling SEC compliance software.


One source for managing global regulatory data. One source of confidence.

Introducing your Regulatory Book of Record


Build, access and maintain your RBOR with ArcFiling.


Experience the first-ever consolidated view of your global investment data and regulatory records with the ArcFiling SEC compliance software.


Create and self-file high-quality regulatory documents such as Form N-MFP, Form N-PORT and Form N-CEN.

Intuitive

Intuitive cloud-based tools to enable fund groups to easily track files in real time.

Expertise

Ongoing compliance advice from filing and reporting process experts.

Support

Personalized support from data collection to submission.

Create and manage your SEC filings efficiently.

As part of DFIN's Arc Suite end-to-end solution, ArcFiling is:

To Europe and beyond. Introducing ArcRegulatory.

When your regulatory reporting obligations have no borders, you need a compliance filing software solution that can manage it all, from UCITS KIIDs to PRIIPs and MiFID II reporting. Experience DFIN’s innovative global regulatory platform for complete transparency over your regulatory requirements in Europe.

Discover ArcRegulatory

Experience expert service and industry-leading support — every step of the way.

When you work with DFIN, you get:

Support Icon People ready to help 24/7/365

Lighbulb icon An SEC filing review solution that incorporates the knowledge and experience of the largest filer to the SEC

Cloud Updates Icon IT maintenance and updates managed entirely by the DFIN team

Document Accepted Icon Ongoing advice on achieving Form N-PORT and Form N-CEN compliance, prioritizing tasks, creating exceptions and automating your filing

​Welcome to the future of regulatory filing and reporting.

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