Start the Conversation

Honeypot Field to Catch Bots
Honeypot Field to Catch Bots

Section 16 And Form 144 Filing Software

Efficiently file SEC ownership forms electronically with our secure financial reporting software. Purchase access to file just these form types or as a part of the complete ActiveDisclosure platform.

File16 Screen Glass
Woman Smiling Pic

Quickly pivot from paper to electronic filings.

The SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16 reporting software.

Checkbox

Secure, self-service
Section 16 & Form 144

Checkbox

Gain access to these form types standalone within AD

Checkbox

Report equity ownership & changes to corporate securities electronically

What does the mandate mean for you?

Read now

Simplify your beneficial ownership filings

Section 16

Easily manage the many moving parts necessary for filing Section 16 forms 3, 4 and 5. Improve your processes, become more secure and ensure compliance with our Section 16 filing software.

Form 144

Comply with the new electronic filing regulations. Use AD to file Form 144 in an easy-to-use, structured data format. Rely on DFIN’s Form 144 filing software to help you prepare to go digital.

Ashish Garg Photo

Hear from
our clients

Watch Ashish Garg Testimoniall

End to end solution for digital filings

Section 16 & Form 144
Fortified Security
Streamlined UI/UX

Section 16 & Form 144

  • Create, test and live file with the SEC
  • File for multiple reporting owners
  • Footnote across multiple forms
  • Auto-fill forms with saved data
  • One-click previews before filing
Pause button

Fortified Security

Secure SEC filing built from the ground up for client security and data privacy with SOC 2 Type II audits. Protected by modern technologies for cybersecurity, anti-malware, encryption, firewall, MFA, SSO and more.

Pause button

Streamlined UI/UX

Streamlined UI/UX experience enables instant access to your projects, rapid task completion and low learning curve.

Pause button

Client experience is at the core of everything we do

Client stories:

Aidan Lawless Video Thumbnail
Cross River Bank saves time & money on private company reporting
Steve Horowitz Video Thumbnail
WTW optimizes SEC filing efficiencies & improves productivity
Costumer Service Pic Costumer Service Pic

What can DFIN do to help your business?

Nathan Cowley Photo

Hear from
our clients

Watch Nathan Cowley Testimonial

Experience industry-leading support any time you need it

When you work with DFIN, you get:

Access to live experts 24/7/365 to respond to issues and provide expert insight.

Software that stays ahead of all SEC regulatory changes, enhancements and updates.

Market leadership level knowledge and experience from the world’s largest SEC filer.

More findings, right this way

Resources

How To Optimize the Investor Onboarding Process  

View resource

Resources

How to Create a Board Skills Matrix for Proxy Statements

View resource

Blog

DFIN's Software Success Continues in Third Quarter

Craig Clay
View blog

Case Study

How We Helped a Leading Enterprise Finance Management Company Streamline its IPO Process

Read case study

Resources

Optimizing Shareholder Communication & Engagement

View resource

Video Podcast

Webinar Replay: Navigating the New Cybersecurity Disclosure Landscape

Watch podcast

Blog

California’s Climate Disclosure Senate Bill 219 Signed into Law

Frank Kelley
View blog

Resources

AI In Financial Reporting

The Use of AI in Financial Reporting for Corporations - Card
View resource

Resources

M&A Industry Trends & Outlook 2025

Priya Shah
View resource

Case Study

How We Helped a Medical Technology Company Collaborate on Proxy Statements

Read case study

Case Study

How We Helped a Global Software Company Save Time & Money on SEC Filings and Statutory Reporting

Read case study

White Paper

How to Move From Voluntary to Regulated ESG Reporting - 3 Recommendations

Read white paper

Resources

Compensation Discussion and Analysis (CD&A) Guidelines

View resource

Resources

What Is a Proxy Statement?

View resource

Resources

Government Virtual Data Rooms: Secure, Compliant Solutions for Government Agencies

View resource

Blog

Transform Your Proxy Statement with Effective Design

schneider
View blog

Blog

EY Insights: Six Surprising Cyber-Attack Tactics

View blog

Case Study

How We Helped a Global Investment Bank Drive Secure Collaborations & Data Sharing Worldwide

Read case study

Blog

Top Cybersecurity Questions Answered: The Latest on Ransomware, AI, and Supply Chain Threats

Dannie Combs
View blog

Audio Podcast

Proxy Statements: Addressing Boards’ AI and Cybersecurity Oversight and Looking to 2025

schneider
Listen to podcast