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Section 16 And Form 144 Filing Software

Efficiently file SEC ownership forms electronically with our secure financial reporting software. Purchase access to file just these form types or as a part of the complete ActiveDisclosure platform.

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Quickly pivot from paper to electronic filings.

The SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16 reporting software.

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Secure, self-service
Section 16 & Form 144

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Gain access to these form types standalone within AD

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Report equity ownership & changes to corporate securities electronically

What does the mandate mean for you?

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Simplify your beneficial ownership filings

Section 16

Easily manage the many moving parts necessary for filing Section 16 forms 3, 4 and 5. Improve your processes, become more secure and ensure compliance with our Section 16 filing software.

Form 144

Comply with the new electronic filing regulations. Use AD to file Form 144 in an easy-to-use, structured data format. Rely on DFIN’s Form 144 filing software to help you prepare to go digital.

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End to end solution for digital filings

Client experience is at the core of everything we do

Client stories:

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Cross River Bank saves time & money on private company reporting
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WTW optimizes SEC filing efficiencies & improves productivity
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What can DFIN do to help your business?

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Experience industry-leading support any time you need it

When you work with DFIN, you get:

Access to live experts 24/7/365 to respond to issues and provide expert insight.

Software that stays ahead of all SEC regulatory changes, enhancements and updates.

Market leadership level knowledge and experience from the world’s largest SEC filer.

More findings, right this way

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Case Study

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Resources

The Dual-Track Process For IPOs & Exits

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Webinar Replay: Corporate Governance Outlook: The Top Issues of 2024

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IPO Experts See Better Days Ahead

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Article

SEC Approves New SPAC Rules and Amendments to Enhance Investor Protections

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Fact Sheet

Total Compliance Management - Everything you need to meet today’s modernization challenges

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Article

The SEC Private Fund Advisers Rule – Key Takeaways

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Video Podcast

Webinar Replay: IPO Preparedness Roundtable

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Case Study

How we helped a multi-national commercial real-estate company save 25 hours a week on manual filing

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Report

DFIN's IPO & Public Listing Report - Q4 2023 Edition

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Blog

IPOs, Regulations, and Other Thoughts. Here’s looking at 2024

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Report

Equilar releases its “Corporate Governance Outlook 2024” report featuring DFIN commentary

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Video Podcast

Webinar Replay: Are You Ready for EDGAR Next?

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Resources

Equity Carve-Out Transactions

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Blog

Recognizing the Task Force on Climate-Related Financial Disclosures

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Resources

M&A Industry Trends & Outlook 2024

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Video Podcast

Webinar Replay: How to Build a Successful ESG Reporting Program

Webinar Replay: How to Build a Successful ESG Reporting Program
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White Paper

The Evolving Role of the CISO: Bridging Security and Business

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Video Podcast

eDelivery for TSR: How to Solve for Future Challenges Today

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