Confidently Comply with Form PF Requirements with DFIN’s All-in-One ArcRegulatory® Solution
Efficiently file SEC ownership forms electronically with our secure financial reporting software. Purchase access to file just these form types or as a part of the complete ActiveDisclosure platform.
The SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16, Form 144, and Schedule 13D & 13G reporting software.
Secure, self-service Section 16,
Form 144, and Schedule 13D & 13G
Gain access to these form types standalone within AD
Report equity ownership & changes to corporate securities electronically
Easily manage filing Section 16 forms 3, 4 and 5. Section 16 filings are required for certain insiders and decision-makers to report their holdings as well as any changes in ownership of the company's securities. Individuals subject to Section 16 reporting include directors, officers and beneficial owners of more than 10% of a company's stock.
Comply with the new electronic filing regulations of Form 144. Use AD to file Form 144 whenever affiliates plan to sell their restricted or control securities. These typically are acquired through private placements and other restricted means, meaning they are not registered for public resale. Filling out Form 144 is required for altering the SEC of an insider's intention to sell a large number of shares in a specific timeframe.
Streamline your Schedule 13D and 13G reporting process with ActiveDisclosure. These are required for investors who acquire beneficial ownership of more than 5% of a company’s equity securities. These filings ensure transparency by disclosing significant ownership changes to the SEC and the market.
Download the Schedule 13 D and Schedule 13 G templates to simplify your filing requirements and ensure timely submissions.
Hear from
our clients
Section 16 & Form 144
Fortified Security
Streamlined UI/UX
Schedule 13D & 13G
Client stories:
What can DFIN do to help your business?
or
call +1 800 823 5304
Hear from
our clients
When you work with DFIN, you get:
Streamline your entire Section 16, Form 144, and Schedule 13D & 13G filing process. From preparing an IPO to quarterly and annual filings, manage all SEC requirements accurately and securely with our ActiveDisclosure SEC reporting software.
Explore ActiveDisclosureWe have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments.
We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments.