In this video, Madeleine Nuttall, Director, Legal Counsel at PropertyGuru Group who managed the company's SEC Filings as a Foreign Private Issuer (including Annual Report Form 20-F and Form 6-K) shares her experience using ActiveDisclosure.

Watch this video to discover how the company has leveraged the software alongside DFIN’s 24/7/365 expert support to drive speed, accuracy and cost efficiencies in their financial reporting workflows when the company was listed on the NYSE.

Improving Compliance with Audit Trails

In an era of heightened financial scrutiny, tracking every financial transaction is vital. You need to be able to look at all the relevant data, from the amount of the transaction to the person who processed it and the history of any edits. Having this information can help you run your business more efficiently, especially when you need to find the cause of inaccuracies or possible fraud.

DFIN's IPO & Public Listing Report - Q1 2025 Edition

"Q1 started strong with fourteen $50M+ offerings in the initial six weeks. However, escalating concerns over tariffs, recession fears, sticky inflation, and budget talks led to market volatility, delaying hopes for a stabilized IPO market. Despite these challenges, Q1 concluded with CoreWeave entering the public market, and we are optimistic that Q2 will bring the clarity and stability needed for a normalized IPO market."  Craig Clay, President of Global Capital Markets, DFIN

SEC Cryptocurrency Regulations

Cryptocurrency and digital assets have become a focal point for the SEC (United States Securities and Exchange Commission) as they continue to shape financial markets. Under certain conditions, the SEC classifies crypto asset securities and other digital assets as securities, making them subject to federal securities law – such as the Securities Act of 1933 and the Securities Exchange Act of 1934. This classification has significant implications for businesses engaging in token offerings, holding digital asset securities, or incorporating them into financial statements.

SEC Cybersecurity and Incident Disclosure Rules

Cybersecurity is an increasingly critical focus for the U.S. Securities and Exchange Commission (SEC) as cyber threats become more sophisticated and frequent. Public companies face growing pressure to disclose cyber risks and incidents transparently, ensuring investors are well-informed about potential vulnerabilities.

SEC Requirements for Chief Compliance Officer

The Chief Compliance Officer (CCO) plays a pivotal role in maintaining regulatory compliance for publicly traded companies. As the SEC compliance officer, the CCO is responsible for ensuring that the organization adheres to SEC requirements for Chief Compliance Officer standards, mitigating legal risks and safeguarding investor trust. With SEC rules expanding and enforcement actions increasing, CCOs must navigate a complex landscape of disclosure requirements, cybersecurity risks, and investor expectations.

The IPO process is complex and building a solid foundation with the right software platforms backed by experts is essential to IPO success. Join speakers from DFIN, NetSuite, and MBX Biosciences as they provide valuable insights into why private companies are investing in business management (ERP) and financial reporting software well in advance of their potential Initial Public Offering (IPO).

Webinar topics covered:

Predictive Analytics in Corporate Finance

Knowing what could happen to your company does not require a crystal ball. Rather, it calls for a plan to harness data to create insights, predictions and forecasts that can help you achieve your business goals. This is a chief benefit of predictive analytics, or the use of data to generate scenarios that allow you to predict how your organization can benefit from structural or operational changes. Data-driven forecasting makes it easier for you to weather fluctuations in the market and improve your decision-making.

This Financial Regulatory Data Series webinar with the Data Foundation, in partnership with Donnelley Financial Solutions (DFIN), explored financial regulatory data systems, what opportunities exist to reduce compliance reporting burdens while improving data quality, and took a look at how the Financial Data Transparency Act (FDTA) provides a roadmap for streamlined regulatory reporting. Joined by special guest, Coy Garrison, Partner with Steptoe, and former counsel and career staffer at the Security and Exchange Commission (SEC), the conversation will touch on:

Proxy Season Field Guide - 12th Edition

The 2025 proxy season occurs in an environment of heightened shareholder activism and an ever-increasing focus on compensation and corporate governance disclosures. This Proxy Season Field Guide provides you with an overview of recent legislative, regulatory and shareholder developments, and provides guidance on how these developments will impact you in the 2025 proxy season.

In the past few years, the SEC adopted numerous rules and rule amendments that will shape the 2025 proxy season and proxy seasons to come. The changes include: