A Form S-3 filing is a simplified version of Form S-1 which is used to register a company’s securities with the Securities and Exchange Commission (SEC). Specific requirements apply when an abbreviated Form S-3 can be used and when the more detailed Form S-1 must be filed.
Keep reading to discover the main difference between Forms S-1 and S-3, when the S-3 SEC filing is used, and what the filing requirements are.
Struggling with complex Annual Consolidated Financial Reports, (ACFR), Budgeting, and other reporting tasks? Cut through the tangle of financial reporting with effective government financial reporting software. Expect to find practical insights into cloud-based innovations and collaborative techniques that bring simplicity and precision to your ACFR, Budget and other reporting process, meeting the pressing demand for compliance and accuracy in financial and other disclosure.
SEC Form 40-F affects a subset of companies that are domiciled in Canada with securities registered in the US. The form must be filed with the SEC annually. It is similar to the SEC Form 10-K, which US-based companies are required to file with the Commission, however, there are some important differences. Keep reading to learn what Form 40-F contains, who needs to file and filing requirements, including the filing deadline.
Arcellx is a clinical-stage biotech company reimagining cell therapy by developing innovative immunotherapies for patients with cancer and other incurable diseases. They were managing personnel turnover within the SEC reporting team and looking for intuitive software to save them time and streamline financial reporting.
Find out why Arcellx chose fast, efficient and collaborative ActiveDisclosure reporting software to boost collaboration, increase accuracy and drive efficiencies.
To learn more, download the case study below.
If you’re a CEO, CFO, or other C-suite executive, you probably talk to your Chief Information Security Officer (CISO) a lot more often these days. Or you should.
2024 will be another busy year for the Securities and Exchange Commission (SEC) as it continues to modernize key processes. This year alone, the Commission plans to adopt 25 new rules which includes the new SPAC rules adopted earlier this year.
As businesses begin to look ahead, DFIN’s latest eBook examines five rules that companies should be preparing for now and how ActiveDisclosure can help.
The five rules include:
With Artificial Intelligence (AI) now widely adopted by the business community, it has never been more important for finance organizations to examine their AI strategy.
In our latest eBook, DFIN executives weigh in on the future of AI in finance.
Key Topics:
With the SEC's new rules requiring public companies to disclose certain climate-related information, there’s never been a better time for companies to evaluate their ESG reporting strategies. The SEC’s climate-related mandate will likely have a material impact on a company's business and operations, so knowing how to approach these disclosure requirements is paramount.
Recorded in March of 2024, Mike Lemus, CPA and ActiveDisclosure Subject Matter Expert with DFIN shares insights on the importance of internal controls over financial reporting for organizations. The panel of experts discusses new and changing regulations and best practices for automating controls.
Upon completing the webinar, viewers will be able to:
Madison Gas and Electric (MGE), a community energy company, was looking for an intuitive software that would save them time and money, remove manual work and simplify the XBRL process. See how DFIN helped them save 40 hours on their 10-K filings & increase reporting efficiencies with ActiveDisclosure.