As our readers know, DFIN is committed to providing helpful and actionable insights on the latest regulatory developments. Today, we want to call your attention to the Form 13F amendments, which went into effect on EDGAR on January 3, 2023.

 The following new items are optional and should only be reported if applicable.

"The Insider by DFIN" is a series of video interviews featuring the latest trends, topics and key perspectives on the global capital markets.

In this Insider, Dannie Combs, Senior Vice President and Chief Information Security Officer at Donnelley Financial Solutions, discusses the state of security in 2023 and what companies should know about protecting their data.

Five Security Issues to Focus on in 2023

"The Insider by DFIN" is a series of video interviews featuring the latest trends, topics and key perspectives on the global capital markets.

In the second part of this Security Insider series, Dannie Combs, CISO at DFIN, dives into the complexities of new cyber threats and how DFIN’s advanced security technologies help future-proof your business against bad actors.

Dawnet Beverley, EVP of Global Capital Markets at DFIN, sat down with Dave Eddleman, Principal at the Alexander Group and shared some trends DFIN is seeing in the financial market, including:

• How people view themselves and expect you as the employer to view them
• How digital transformation is impacting organizations and the effect it has on customers
• The financial vehicles that emerged that helped shape organizations

According to the U.S. Securities and Exchange Commission (SEC), when a Foreign Private Issuer (FPI) that has listed its securities in the United States, the FPI becomes subject to reporting obligations under Section 13 of the US Securities Exchange Act of 1934 (Exchange Act) – FPIs have two primary reporting obligations: 1.) filing an Annual Report on Form 20‑F within four months after fiscal year end, as required by Exchange Act Rule 13a‑1; and 2.) furnishing reports on Form 6‑K from time to time, as required by Exchange Act Rule 13a‑16

Revolution Medicines, an innovative biotech company, was looking for a software solution that would boost collaboration and optimize their SEC filing process.

DFIN’s strategies to protect your company’s dark data

Dannie Combs contributed an article for Cyber Defense Magazine to highlight the risk that storing dark data (information that an organization collects, stores for compliance or other reasons, and then doesn’t use, through neglect, lack of interest, or need) poses to a company.

Dannie Combs contributed an article for Brilliance Security Magazine to highlight the risk that storing dark data (information that an organization collects, stores for compliance or other reasons, and then doesn’t use, through neglect, lack of interest, or need) poses to a company.

It eliminates the need to manually keep track of SEC filing dates and allows users to quickly download individual filing dates or download all their filing dates for an entire fiscal year for forms such as 10-Ks, 10-Qs and 20-Fs. Dates are customized by form type and fiscal year end.

Compatible with Microsoft Outlook and Google Calendar and runs on desktop and mobile systems, including iOS and Android devices.

Get the SEC Filing Interactive eCalendar today