The SEC Form F-4 is a type of registration statement that foreign companies or foreign private issuers must file in order to register certain types of securities for trading on US exchanges. This registration statement is also used for disclosures around mergers and acquisitions when a company is located outside the US.

Companies headquartered outside the US can list securities for sale on US exchanges with certain preconditions. One of these is filing a Form F-3 with the Securities and Exchange Commission (SEC). The form F-3 is intended to capture information for US investors about a foreign company that they would otherwise have access to if it were a domestic company, namely basic information about company finances and governance.

Financial reports are extremely important for internal decision-making and from a compliance perspective. Reports help teams make informed decisions about business opportunities, evaluate financial performance and chart a course forward. Yet the financial reporting process is generally thought of as complex and time-consuming.

Private equity (PE) continues to be a cornerstone of global M&A and capital markets, shaping how businesses operate, grow, and transform. Monitoring private equity trends is vital in 2025 as regulatory changes, technological advancements, and shifting strategies redefine the landscape. For businesses navigating corporate transactions, SEC filings, and compliance challenges, these trends highlight opportunities and risks alike.

Transparency and accountability are essential for stable financial markets, and SEC audits play a pivotal role in upholding these values. Conducted by the U.S. Securities and Exchange Commission or authorized external auditors, these audits rigorously review a company’s audited financial statement and disclosures to verify compliance with federal securities laws. By uncovering potential fraud and promoting accurate reporting, SEC audits safeguard investor confidence and public trust in the financial system.

Taking a company public is a significant milestone that can unlock new opportunities for growth, visibility, and investor confidence. While there are several ways to enter the public market, this article explores direct listings vs IPOs in detail, helping companies assess which approach best aligns with their financial goals, market conditions, and long-term strategy.

Cybersecurity is an increasingly critical focus for the U.S. Securities and Exchange Commission (SEC) as cyber threats become more sophisticated and frequent. Public companies face growing pressure to disclose cyber risks and incidents transparently, ensuring investors are well-informed about potential vulnerabilities.

Presenting a financial report to leadership goes beyond numbers—it's about crafting a clear, compelling story that drives decision-making and aligns with business goals. This is your chance to shape strategy, highlight risks, and showcase company performance. Leadership teams seek focused insights, explained simply and purposefully.

This guide will help you prepare, structure, and deliver effective financial report presentations that resonate with leadership, emphasize key points, and inspire confident, informed action.

Kodak, a leading global manufacturer, faced financial reporting issues with an alternate vendor, including poor platform design, slow customer service, and missing roll forward features. 

Returning to ActiveDisclosure and leveraging DFIN’s market-leading SEC expertise, Kodak resolved these issues, streamlined efforts, and reduced reporting workloads by 25%, freeing up time for more strategic work.