The process for managing the shares owned by a company or fund is complicated, calling for a trained and registered professional to handle the work. The financial experts who handle these issues are known as transfer agents. In order to become a transfer agent, organizations must apply to the SEC (or their primary banking regulator) using Form TA-1. This form provides the necessary information for the regulator to process the registration and place the organization on record as a transfer agent.
Gojob’s Strategic Leap to Japan – Powered by DFIN Venue (Archived)
French HR tech scale-up Gojob has taken a major step in its growth journey by joining forces with Persol, a leading Japanese staffing group. The €122 million transaction sees Persol acquire an 85% stake in Gojob, paving the way for accelerated international expansion.
DFIN introduces the new Venue, the most modern virtual data room on the market—designed to lead the industry in speed and simplicity
NEW YORK — September 24, 2025 – Donnelley Financial Solutions (NYSE: DFIN) today introduced DFIN Venue, its virtual data room (VDR), following a comprehensive rebuild. The new Venue keeps the familiar name while delivering a modern architecture, streamlined navigation, intelligent permissioning, and real-time insights to speed due diligence and simplify collaboration for M&A, capital raising, and IPO work.
What is a Hostile Takeover?
A hostile takeover is one of the most dramatic events in corporate takeovers, often capturing headlines and shaking investor confidence. So, what is a hostile takeover, and how does it differ from a friendly acquisition?
A hostile takeover occurs when an acquiring company seeks to gain control of a target company despite opposition from the target company’s management and board of directors. Instead of negotiating with leadership, the acquirer appeals directly to shareholders, often through tender offers or proxy fights.
What is Corporate Consolidation?
Corporate consolidation is the process by which two or more companies combine to form a single, unified entity. Unlike simple acquisitions where one company absorbs another, corporate consolidation typically implies a more integrated, strategic merger of equals. This process can result in a new company or the absorption of entities into one pre-existing corporation, depending on the structure.
What is a Leveraged Buyout (LBO)?
The historically low interest rates of the last couple of years have led to an increase in mergers and acquisitions. Now, the leveraged buyout is coming back in fashion after dropping off the M&A scene post-2008.
What is Bankruptcy? Pre-Planning, Filing Requirements & Business Strategies
Far from being the kiss of death, declaring bankruptcy can be a financial reset button for struggling businesses. However, many resources on the subject of bankruptcy focus on personal finance, which can make it difficult for business owners to find the guidance they need. That’s why we’ve developed this guide to help them understand the three types of bankruptcy and how to decide whether it’s right for your business.
DFIN’s Now Filing via EDGAR Next: Simplifying Enrollment Ahead of SEC’s September 12 Deadline
DFIN is filing now using EDGAR Next security protocols, offering easy self-service enrollment and full-service administration to ensure uninterrupted filing access
Debt Capital Market Trends and Future Outlook
What Are Debt Capital Markets?
Debt capital markets (DCM) are a cornerstone of the global financial system. These capital markets allow corporations, governments, and other entities to raise debt capital through the issuance of debt instruments such as bonds, notes, and commercial paper. By accessing the primary market, issuers can secure funding at a generally lower cost of capital than through equity offerings. This supports growth, working capital needs, and infrastructure projects.
Deals, Diligence, and Dry Powder: What to Watch in the Second Half of 2025
Dealmakers entered 2025 with cautious optimism, hoping that the tailwinds from late 2024 would carry through. The economic climate shifted toward volatility, with tariffs, policy shakeups, and global market swings dominating the headlines of the new year. However, as market conditions stabilized across May and June, we’ve seen encouraging trends in market activity kicking off the beginning of Q3.