SEC Compliance for non-U.S. companies: 6 tips on filing your next Form 6-K
January 2023
We have prepared our unaudited interim condensed consolidated ginancial statements included herein pursuant to the rules and regulations of the: Securities and Exchange Commission. Certain information and I note disclosures normallv included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adiustments
We have prepared our unaudited interim condensed consolidated ginancial statements included herein pursuant to the rules and regulations of the: Securities and Exchange Commission. Certain information and I note disclosures normallv included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adiustments
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Meet financial and regulatory requirements accurately and securely with Excel-based, single-source data management, easy team collaboration and improved workflows.
Venue secure VDR and data room services help streamline M&A diligence, improve negotiations and reduce cost for strategic transactions with data privacy protection, auto-redaction capabilities and self-launching data rooms.
Complete contract analysis, due diligence, LIBOR remediation and lease extraction with unprecedented speed and accuracy. Analyze 50+ documents in less than a minute, reduce review time by 67% and minimize the risk of missing key information.
Optimize efficiencies — experience seamless, turn-key, expert-supported proxy statement solutions from advisory services, strategy, design and print to annual meeting services and more.
Optimize the M&A process. End-to-end deal solutions from providing artificial intelligence used during the diligence process to providing regulatory expertise and post-merger integration tools.
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eBrevia
M&A
IPO
Meet financial reporting requirements accurately and securely with Excel-based, single-source data management, easy team collaboration and improved workflows.
Venue secure VDR and data room services help streamline M&A diligence, improve negotiations and reduce cost for strategic transactions with data privacy protection, auto-redaction capabilities and self-launching data rooms.
Complete contract analysis, due diligence, LIBOR remediation and lease extraction with unprecedented speed and accuracy. Analyze 50+ documents in less than a minute, reduce review time by 67% and minimize the risk of missing key information.
Optimize the M&A process. End-to-end deal solutions from providing artificial intelligence used during the diligence process to providing regulatory expertise and post-merger integration tools.
Our always-on ecosystem of support simplifies your IPO listing on any major global exchange. We deliver speed, control, expertise and accuracy through every step of the process, from drafting your IPO prospectus to post-IPO financial report and SOX controls.
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M&A
IPO
Venue secure VDR and data room services help streamline M&A diligence, improve negotiations and reduce cost for strategic transactions with data privacy protection, auto-redaction capabilities and self-launching data rooms.
Optimize the M&A process. End-to-end deal solutions from providing artificial intelligence used during the diligence process to providing regulatory expertise and post-merger integration tools.
Our always-on ecosystem of support simplifies your IPO listing on any major global exchange. We deliver speed, control, expertise and accuracy through every step of the process, from drafting your IPO prospectus to post-IPO financial report and SOX controls.
Venue
eBrevia
M&A
IPO
Venue secure VDR and data room services help streamline M&A diligence, improve negotiations and reduce cost for strategic transactions with data privacy protection, auto-redaction capabilities and self-launching data rooms.
Complete contract analysis, due diligence, LIBOR remediation and lease extraction with unprecedented speed and accuracy. Analyze 50+ documents in less than a minute, reduce review time by 67% and minimize the risk of missing key information.
Optimize the M&A process. End-to-end deal solutions from providing artificial intelligence used during the diligence process to providing regulatory expertise and post-merger integration tools.
Our always-on ecosystem of support simplifies your IPO listing on any major global exchange. We deliver speed, control, expertise and accuracy through every step of the process, from drafting your IPO prospectus to post-IPO financial report and SOX controls.
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ArcReporting
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ArcDigital
Automate the process for creating and updating shareholder documents. Use your own desktop tools and get professional publishing output that’s clean, tagged and ready on time.
Intuitive tools that help you manage complex data and content across documents to create and file high-quality, consistently stylized regulatory documents for the funds industry.
Experience DFIN’s innovative global regulatory platform for complete transparency over your regulatory requirements in Europe including PRIIPs, MiFID II and PRIIPs KID reporting.
Staying compliant has never been easier. From a centralized document repository, to compliance material tracking and digital asset management, ArcDigital is your one-stop shop for compliance management.
Choose your line of business
ActiveDisclosure
Meet financial and regulatory requirements accurately and securely with Excel-based, single-source data management, easy team collaboration and improved workflows.
Venue
Venue secure VDR and data room services help streamline M&A diligence, improve negotiations and reduce cost for strategic transactions with data privacy protection, auto-redaction capabilities and self-launching data rooms.
eBrevia
Complete contract analysis, due diligence, LIBOR remediation and lease extraction with unprecedented speed and accuracy. Analyze 50+ documents in less than a minute, reduce review time by 67% and minimize the risk of missing key information.
Proxy
Optimize efficiencies — experience seamless, turn-key, expert-supported proxy statement solutions from advisory services, strategy, design and print to annual meeting services and more.
M&A
Optimize the M&A process. End-to-end deal solutions from providing artificial intelligence used during the diligence process to providing regulatory expertise and post-merger integration tools.
ActiveDisclosure
Meet financial reporting requirements accurately and securely with Excel-based, single-source data management, easy team collaboration and improved workflows.
Venue
Venue secure VDR and data room services help streamline M&A diligence, improve negotiations and reduce cost for strategic transactions with data privacy protection, auto-redaction capabilities and self-launching data rooms.
eBrevia
Complete contract analysis, due diligence, LIBOR remediation and lease extraction with unprecedented speed and accuracy. Analyze 50+ documents in less than a minute, reduce review time by 67% and minimize the risk of missing key information.
M&A
Optimize the M&A process. End-to-end deal solutions from providing artificial intelligence used during the diligence process to providing regulatory expertise and post-merger integration tools.
IPO
Our always-on ecosystem of support simplifies your IPO listing on any major global exchange. We deliver speed, control, expertise and accuracy through every step of the process, from drafting your IPO prospectus to post-IPO financial report and SOX controls.
Venue
Venue secure VDR and data room services help streamline M&A diligence, improve negotiations and reduce cost for strategic transactions with data privacy protection, auto-redaction capabilities and self-launching data rooms.
M&A
Optimize the M&A process. End-to-end deal solutions from providing artificial intelligence used during the diligence process to providing regulatory expertise and post-merger integration tools.
IPO
Our always-on ecosystem of support simplifies your IPO listing on any major global exchange. We deliver speed, control, expertise and accuracy through every step of the process, from drafting your IPO prospectus to post-IPO financial report and SOX controls.
Venue
Venue secure VDR and data room services help streamline M&A diligence, improve negotiations and reduce cost for strategic transactions with data privacy protection, auto-redaction capabilities and self-launching data rooms.
eBrevia
Complete contract analysis, due diligence, LIBOR remediation and lease extraction with unprecedented speed and accuracy. Analyze 50+ documents in less than a minute, reduce review time by 67% and minimize the risk of missing key information.
M&A
Optimize the M&A process. End-to-end deal solutions from providing artificial intelligence used during the diligence process to providing regulatory expertise and post-merger integration tools.
IPO
Our always-on ecosystem of support simplifies your IPO listing on any major global exchange. We deliver speed, control, expertise and accuracy through every step of the process, from drafting your IPO prospectus to post-IPO financial report and SOX controls.
ArcPro
Automate the process for creating and updating shareholder documents. Use your own desktop tools and get professional publishing output that’s clean, tagged and ready on time.
ArcReporting
Intuitive tools that help you manage complex data and content across documents to create and file high-quality, consistently stylized regulatory documents for the funds industry.
ArcRegulatory
Experience DFIN’s innovative global regulatory platform for complete transparency over your regulatory requirements in Europe including PRIIPs, MiFID II and PRIIPs KID reporting.
ArcDigital
Staying compliant has never been easier. From a centralized document repository, to compliance material tracking and digital asset management, ArcDigital is your one-stop shop for compliance management.
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Watch the two-part series as our CISO covers new cyber threats and how DFIN's advanced security protocols future-proof your business against bad actors.
Watch part 1Enthusiastically we close the door on 2022; a year filled with SPAC liquidations and withdrawals, merger terminations, and very few IPOs. Slowly we expect the IPO window to open in 2023 with high-quality growth companies bringing much needed inspiration to the capital markets."
Craig Clay, President, Donnelley Financial Solutions