SEC Modernization in Plain English: Decoding the Regulation

Donnelley Financial Solutions (DFIN) and Pepper Hamilton have teamed up to publish a white paper to highlight practical points on managing SEC Modernization. This white paper provides an overview of the final SEC modernization ruling and the new disclosures required.

This easy-to-read summary of what’s required for Forms N-PORT and N-CEN includes a detailed list of reporting changes and important compliance dates. Learn practical tips to ease the transition.