Accelerate FOCUS Compliance Reports with In-Platform SEC / XBRL Expertise

Meet SEC and FOCUS reporting requirements and FINRA compliance expectations with ease. ActiveDisclosure produces and files XBRL‑tagged Annual Audited Financials and FOCUS Reports with expert support and direct EDGAR submission. With new Inline XBRL/XML mandates, broker‑dealers need a simpler way to tag and file with compliance. Connect your data and apply required XBRL tags while leveraging seamless filing directly through the platform reducing broker-dealer compliance risk and saving time.

Book a demo

Bringing Your Important Documents Together

ActiveDisclosure brings FOCUS reports, annual audited financial statements, and supplemental schedules together in one controlled environment, using direct Excel connectivity and structured workflows to ensure consistent, up-to-date regulatory reporting with fewer manual updates. This broker-dealer reporting software eliminates disconnected workflows and manual reconciliation across filings.

Integrated XBRL Tagging + EDGAR Filing

Handle preparation, tagging, validation, and submission for all broker‑dealer filings—from Annual Reports to FOCUS Parts II, IIA, and IIC—in one unified platform that provides an end-to-end workflow.

Intuitive, Easy-to-Adopt Experience

Streamline complex reporting with a familiar interface designed for finance teams and compliance officers that expedites onboarding, improves review cycles, and reduces training time as teams transition to structured data. This reduces dependency on external vendors as well as manual tagging processes.

Cost-Effective Compliance without Compromise

Deliver end‑to‑end broker‑dealer reporting—from authoring and tagging to collaboration and filing—built to scale as your reporting needs grow, without sacrificing performance or service. ActiveDisclosure supports growing reporting complexity and evolving regulatory mandates with ease.

Expert XBRL Services for Compliant Tagging

Leverage DFIN’s expert XBRL services for tagging, quality checks, and validation, ensuring annual and quarterly Audited Financials meet new SEC requirements with confidence. ActiveDisclosure features built-in quality assurance checks and provides validation before submission.

The Leader in SEC Filing

DFIN’s ActiveDisclosure is a modern, cloud-based financial reporting software designed to simplify how teams create, collaborate on, and file regulated financial and business reports.

Purpose-built for speed, accuracy, and control, ActiveDisclosure is trusted for regulated financial reporting, including broker-dealer filings.

Built for FOCUS Reporting and SEC Rule Compliance

ActiveDisclosure is designed to support FOCUS reporting requirements and regulatory compliance with SEC rulings. Users gain the help they need to navigate complex FOCUS reporting when preparing Part II, Part IIA, and Part IIC. It makes management of detailed financial schedules and disclosures much easier, reducing manual effort across large, structured reports. With ActiveDisclosure, filings will meet structured data mandates while aligning reporting workflows with annual audited financial statement requirements.