Financial Statement Tie-Out Binders
May 2023
Secure financial reporting and SEC filing
Affordable SEC reporting software from the leading SEC filing agent. Faster, smarter and more secure, ActiveDisclosure enables real-time collaboration and accurate XBRL SEC reporting.
We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments.
We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments.
Future-proof your financial reporting
With unparalleled support from DFIN experts, get affordable SEC reporting tools you need without extra add-ons and hidden costs. We make innovating easy and intuitive.
Beneficial Ownership filings
- Create, test and live file with the SEC
- File for multiple reporting owners
- Footnote across multiple forms
- Auto-fill forms with saved data
- One-click previews before filing
Support Binders
- Notes & statuses for tie-outs
- Support docs kept where you want, no uploading or moving required
- Readable tie-out doc with easy-to-see labels
- Auto-generated Table of Contents
- Full, integrated tie-out view in dashboard
Health checks and validations ensure key filing requirements are not missed.
Real-time, powerful collaboration features
- Sign-off workflows
- Team & task assignments and notifications
- Public and private commenting
- Auto-versioning and compare
- Track changes
Easy integration with Excel to link key data
- Change data in Excel, instantly refresh everywhere in your reports
- Create content presets, Snippets, to edit once and update universally
Intelligent iXBRL tagging takes the complexity out of compliance.
Explore client results
LIFE SCIENCES
Revolution Medicines, an innovative biotech company, was looking for a software solution that would boost collaboration and optimize their SEC filing process
LIFE SCIENCES
Virax Biolabs, a newly public company, was looking for a software solution that would streamline their SEC filing process and drive efficiencies
ENERGY
Core Laboratories was looking for a software solution that would streamline their complex global filings and optimize efficiencies
REAL ESTATE
National Retail Properties was seeking a software solution that would save time, drive efficiencies, and simplify their complex filing
CONSULTING
Willis Towers Watson (WTW) was seeking a software solution that would reduce filing time, drive efficiencies and boost world-wide collaboration
15 minutes is plenty of time to see if new ActiveDisclosure is a fit for you
or
call +1 800 823 5304
Security built from
the ground up
With a comprehensive network and unique infrastructure security controls in place, ActiveDisclosure SEC compliance software checks all the boxes.
SOC2 Type II Audits
MFA & SSO Integration
24/7/365 Security Monitoring
Next-Gen Antivirus Technologies
AES 256-bit Encryption at Rest & in Transit
3rd Party Penetration Testing
Quickly pivot from paper to electronic for beneficial ownership filings.
Comply with the new Form 144 electronic mandate and file digitally. Make the transition easier with new ActiveDisclosure.
Streamline your Section 16 filings with leading-edge software.
Secure, self-service
Section 16 & Form 144
Gain access to these form types standalone within new AD
Report equity ownership & changes to corporate securities electronically
ActiveDisclosure gives you live access to SEC experts and financial professionals
Up to the minute advice on regulatory changes and industry best practice.
Unlimited platform updates, maintenance and support direct from the DFIN team.
Experts ready to help 24/7/365 – DFIN executes more filings than any other financial technology or services company.
SEC Filing eCalendar
Configure your calendar with key filing dates. Easily share with your teams.
Reduce cost & maximize productivity
1
Get affordable
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No costly add-ons, hidden costs, or annual up-sells
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Only pay for the licenses you require
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One simple contract
2
Get efficient
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Seamless integration with Excel and tech systems (ERP, ESG, SOX)
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Fast financial data updates with linking
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Intelligent iXBRL tagging
3
Get faster
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Industry-leading software for real-time teamwork
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Powerful team & task tools, auto-versioning, commenting
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Guided workflows for teams of any size
One platform. Multiple use cases.
Extend your financial reporting with secure file sharing that accelerates deals.
VIDEO PODCAST SERIES
Securing Company Data from Cyber Threats
Watch the two-part series as our CISO covers new cyber threats and how DFIN's advanced security protocols future-proof your business against bad actors.
Watch part 1
More findings, right this way
Resources
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May 2023 | Marcie Clark
White Paper
Understanding the FDTA: Modernizing & Streamlining Financial Reporting For Local & State Government
May 2023
Blog
The SEC Reopens Comment Period for Proposed Amendments to the Beneficial Ownership Forms
May 2023 | Marcie Clark
Blog
Listing in America. Why More European Companies May List in the U.S.
May 2023 | Craig Clay
Article
An Early Lesson In Leadership Changed My Perspective On How To Treat Others
May 2023 | Dawnet Beverley
Blog
The Financial Data Transparency Act Takes Center Stage at Municipal Securities Disclosure Conference
April 2023 | Craig Clay
Video Podcast
DFIN's Digital Transformation and how Force Management Platform Assists with Sales
April 2023 | Craig Clay
Blog
Hester Peirce’s RegTech Speech is Good Sign for Financial Data Transparency Act (FDTA) Success
April 2023 | Craig Clay
Press Release
DFIN and The Data Foundation Host RegTech 2023 Data Summit
April 2023
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