Compliance management built for investment companies
With the increasing pace and impact of SEC regulations, such as Tailored Shareholder Reports, communicating with a wide range of diverse investors in digital channels is more important than ever before. Backed by DFIN experience, service and expertise, ArcDigital® can accelerate your organization and provide you with a one-stop ecosystem to meet all of today’s regulatory challenges.
See how ArcDigital® meets all of your investment company digital compliance management needs
Total Compliance Management
Total Compliance Management (TCM) combines data processing with our document and content management tools, feeding your data into our automated publishing platform. This holistic approach to compliance management results in an optimized, audit-traceable delivery solution.
Web Hosting
Everything you need to stay compliant, in one centralized repository. With DFIN, you can be confident you are fulfilling ’40 Act obligations as well as meeting the latest rules and requirements supporting layered disclosure.
eDelivery
Satisfying regulatory compliance can put a burden on your staff and, depending on your approach, can strain your budget. With eDelivery from DFIN, you can send compliance materials electronically. It’s less costly, customizable and easier to manage. It is also a better experience for the end investor or participant.
ArcDigital solves for TSR distribution requirements
Impacting nearly 12,000 funds and ETFs and 32,000 share classes, the SEC's Tailored Shareholder Reports rule presents significant operational changes to the industry in multiple compliance areas. Hear from DFIN experts on how to stay ahead of industry regulations and how your organization can solve for TSR complexities in 2024 and beyond.
FACT SHEET
Americans with Disabilities Act (ADA) compliance made easy
DFIN’s comprehensive ADA program focuses on PDF tagging and website navigation, which enables your company to stay compliant with ADA regulations. Our ADA tagging service ensures your web hosting is compliant and PDFs have “read out loud” screen reader–enabled capabilities. As a result, you’ll have a stronger, more inclusive investor experience.
Download fact sheetFinancial industry expertise.
Market leader experience.
DFIN is an expert in content creation, management, distribution, EDGAR filing and web hosting, which are cornerstones for operationalizing the new SEC rules. We are client focused and have an intimate understanding of complete product/fund relationships and needs.
Web hosted documents
ADA pages tagged annually
Market share
The largest SEC EDGAR filer
Supported mutual funds globally
ETFs, CTFs, SICAVs, Private Equity, Alternative Investments, Hedge Funds and Variable Insurance Products
Experience expert service and industry-leading support — every step of the way
When you work with DFIN, you get:
People ready to help 24/7/365
A solution that incorporates the knowledge and experience of the largest filer to the SEC
Ongoing recommendations on SEC regulatory changes and industry best practices
SaaS solutions that allow IT maintenance and software updates to be managed entirely by the DFIN team
Explore the future of compliance management.
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