With the increasing pace and impact of SEC regulations, such as Tailored Shareholder Reports, communicating with a wide range of diverse investors in digital channels is more important than ever before. Backed by DFIN experience, service and expertise, ArcDigital® digital compliance management software can accelerate your organization and provide you with a one-stop compliance ecosystem for investment firms to meet all of today’s regulatory challenges.
Total Compliance Management (TCM) combines data processing with our document and content management tools, feeding your data into our automated publishing platform. This holistic approach to compliance management results in an optimized, audit-traceable delivery solution.
Total Compliance Management (TCM) combines data processing with our document and content management tools, feeding your data into our automated publishing platform. This holistic approach to compliance management results in an optimized, audit-traceable delivery solution.
Comply with evolving SEC rules while providing a consistent investor and prospect experience that reinforces your brand. DFIN’s Web Hosting solution is always up to date with evolving SEC regulations and as investor expectations evolve and new rulings come out — which can add greater complexity and document volume — our mobile-optimized interface stands ready for anytime, anywhere engagement.
Comply with evolving SEC rules while providing a consistent investor and prospect experience that reinforces your brand. DFIN’s Web Hosting solution is always up to date with evolving SEC regulations and as investor expectations evolve and new rulings come out — which can add greater complexity and document volume — our mobile-optimized interface stands ready for anytime, anywhere engagement.
Satisfying regulatory compliance can put a burden on your staff and, depending on your approach, can strain your budget. With eDelivery from DFIN, you can send compliance materials electronically. It’s less costly, customizable and easier to manage. It is also a better experience for the end investor or participant.
Satisfying regulatory compliance can put a burden on your staff and, depending on your approach, can strain your budget. With eDelivery from DFIN, you can send compliance materials electronically. It’s less costly, customizable and easier to manage. It is also a better experience for the end investor or participant.
Impacting nearly 12,000 funds and ETFs and 32,000 share classes, the SEC's Tailored Shareholder Reports rule presents significant operational changes to investment companies the in multiple compliance areas. Hear from DFIN experts on how to stay ahead of industry regulations and how your organization can solve for TSR complexities in 2024 and beyond.
TSR Complexities You Can Solve For Today
eDelivery for TSR: How to Solve for Future Challenges Today
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DFIN’s comprehensive ADA program focuses on PDF tagging and website navigation, which enables your company to stay compliant with ADA regulations. Our ADA tagging service ensures your web hosting is compliant and PDFs have “read out loud” screen reader–enabled capabilities. As a result, you’ll have a stronger, more inclusive investor experience and enhanced investor trust.
DFIN is an expert in content creation, management, distribution, EDGAR filing and web hosting, which are cornerstones for operationalizing the new SEC rules. We are client focused and have an intimate understanding of complete product/fund relationships and needs.
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