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Compliance management built for investment companies

With the increasing pace and impact of SEC regulations, such as Tailored Shareholder Reports, communicating with a wide range of diverse investors in digital channels is more important than ever before. Backed by DFIN experience, service and expertise, ArcDigital® can accelerate your organization and provide you with a one-stop ecosystem to meet all of today’s regulatory challenges.

See how ArcDigital® meets all of your investment company digital compliance management needs

Total Compliance Management (TCM) combines data processing with our document and content management tools, feeding your data into our automated publishing platform. This holistic approach to compliance management results in an optimized, audit-traceable delivery solution. 

Everything you need to stay compliant, in one centralized repository. With DFIN, you can be confident you are fulfilling ’40 Act obligations as well as meeting the latest rules and requirements supporting layered disclosure. 

Satisfying regulatory compliance can put a burden on your staff and, depending on your approach, can strain your budget. With eDelivery from DFIN, you can send compliance materials electronically. It’s less costly, customizable and easier to manage. It is also a better experience for the end investor or participant. 

ArcDigital solves for TSR distribution requirements

Impacting nearly 12,000 funds and ETFs and 32,000 share classes, the SEC's Tailored Shareholder Reports rule presents significant operational changes to the industry in multiple compliance areas. Hear from DFIN experts on how to stay ahead of industry regulations and how your organization can solve for TSR complexities in 2024 and beyond.

Brian Lynch Video Thumbnail
TSR Complexities You Can Solve For Today
Josh Hehnly
eDelivery for TSR: How to Solve for Future Challenges Today
American Disabilities Fact Sheet Screen


Americans with Disabilities Act (ADA) compliance made easy

DFIN’s comprehensive ADA program focuses on PDF tagging and website navigation, which enables your company to stay compliant with ADA regulations. Our ADA tagging service ensures your web hosting is compliant and PDFs have “read out loud” screen reader–enabled capabilities. As a result, you’ll have a stronger, more inclusive investor experience.

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Financial industry expertise.
Market leader experience. 

DFIN is an expert in content creation, management, distribution, EDGAR filing and web hosting, which are cornerstones for operationalizing the new SEC rules. We are client focused and have an intimate understanding of complete product/fund relationships and needs.


Web hosted fund pages


ADA pages tagged annually


Market share

The largest SEC EDGAR filer


Supported mutual funds globally

ETFs, CTFs, SICAVs, Private Equity, Alternative Investments, Hedge Funds and Variable Insurance Products

Experience expert service and industry-leading support — every step of the way

When you work with DFIN, you get:

ArcPro people ready People ready to help 24/7/365

ArcPro solution A solution that incorporates the knowledge and experience of the largest filer to the SEC

ArcDigita Ongoing Ongoing recommendations on SEC regulatory changes and industry best practices

ArcDigital IT Maintenance SaaS solutions that allow IT maintenance and software updates to be managed entirely by the DFIN team

Explore the future of compliance management.