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Reporting on our compliance

DFIN establishes various controls to ensure the confidentiality, integrity and availability of client data. Cornerstones of DFIN cybersecurity are ensuring our security controls are operating effectively and measuring the effectiveness of governance, risk and compliance programs.

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IT Governance and Risk

Learn about IT governance and risk @DFIN.

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Reports and documents

Learn how DFIN demonstrates compliance throughout the enterprise. Request-up-to-date reports and other artifacts.

IT Governance and Risk

DFIN’s IT governance is comprised of processes by which we align our IT (development, infrastructure, cybersecurity) practices within our overall business strategy. As a key part of our overall IT governance efforts, we are able to ensure efficiency, security, and effective resource use, as well as compliance with both internal and external regulations.

Additionally, DFIN’s IT governance ensures that the needs of our stakeholders, including our clients, are evaluated to determine enterprise objectives, and are used to set direction (in decision making and prioritization) to monitor performance and compliance.

DFIN’s IT risk management program applies risk management methods to manage IT related threats. Our efforts involve procedures, polices and tools to identify, assess and remediate potential threats and vulnerabilities within DFIN’s information technology landscape. This includes both internal risk analysis as well as third party supplier risk (supply chain security).

Icon 1

IT Governance and Risk

Learn about IT governance and risk @DFIN.

IT Governance and Risk

DFIN’s IT governance is comprised of processes by which we align our IT (development, infrastructure, cybersecurity) practices within our overall business strategy. As a key part of our overall IT governance efforts, we are able to ensure efficiency, security, and effective resource use, as well as compliance with both internal and external regulations.

Additionally, DFIN’s IT governance ensures that the needs of our stakeholders, including our clients, are evaluated to determine enterprise objectives, and are used to set direction (in decision making and prioritization) to monitor performance and compliance.

DFIN’s IT risk management program applies risk management methods to manage IT related threats. Our efforts involve procedures, polices and tools to identify, assess and remediate potential threats and vulnerabilities within DFIN’s information technology landscape. This includes both internal risk analysis as well as third party supplier risk (supply chain security).

Icon 1

Reports and documents

Learn how DFIN demonstrates compliance throughout the enterprise. Request-up-to-date reports and other artifacts.

Reports and documents

DFIN’s GRC (Governance Risk and Compliance) team manages compliance activities across DFIN’s technology landscape to ensure our adherence with industry and governmental regulations. A large part of the GRC team’s efforts center around evaluation defining control frameworks and then evaluating and testing controls within those frameworks. Additionally, DFIN GRC’s Compliance team evaluates and tests our IT standards, policies and procedures via continuous assessment.

DFIN understands that compliance is critical to our clients’ needs and makes several different reports and assessments available for review.

We can provide additional information including our SOC 2 Type II report, once a Non-Disclosure Agreement is signed

Insider by Dfin

Our CISO, Dannie Combs, discusses security and regulatory compliance

DFIN is talking cybersecurity on the webinar series hosted by DFIN President of Global Capital Markets, Craig Clay.

Read the blog
Dannie Combs - Chief Information Security Officer

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