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File16

Streamline Section 16 filings.

Use File16 to easily submit SEC Forms 3, 4 and 5 accurately and on time. Report equity ownership and changes to corporate securities with our secure, self-service Section 16 filing software.

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File 16 by DFIN
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Easily set up, file and access Section 16 filings from anywhere.

With File16, part of DFIN’s portfolio of end-to-end solutions, you can:

Create, test and live file unlimited or one-off Section 16 filings directly with the SEC


Generate filings for multiple reporting owners


Maintain a footnote library for use across multiple forms


Access DFIN experts ready to help


Manage securities, transactions, and historical information


Save and re-use drafts and previous submissions


More than just filing.

From tracking holdings to flagging SEC Section 16 non-compliance, File16 does more to help you manage the many moving parts inherent in Forms 3, 4 and 5 reporting. Our Section 16 reporting software solution is user-friendly, secure and compliant with Section 16 filing requirements.

It includes additional features such as multiple logins. You will be able to live-file directly with the SEC, track your submissions, and upload files from SEC-compliant XML sources — among other capabilities.

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Use File16 and ActiveDisclosure for greater filing compliance.

Like File16, ActiveDisclosure keeps you confident when it matters most. From preparing for an IPO to adopting iXBRL, manage SEC requirements with unmatched accuracy.

Explore ActiveDisclosure

File16 and ActiveDisclosure by DFIN

Choose the right File16 filing solution for you

Personal Account


Sign up for a personal account now.


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  • For individual officers, directors or 10% beneficial owners
  • Unlimited annual filings

Multiple Reporting Owners


Learn more about our Section 16 filing software package tiers for multiple reporting owners.

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  • For multiple preparers of Section 16 documents
  • Unlimited annual filings or pay-per-file pricing

Experience expert service and industry-leading support — any time you need it.

When you work with DFIN, you get:

People ready to help 24/7

Support from an experienced team of technical and EDGAR filing experts, dedicated to resolving issues and providing best practices

A solution that incorporates the knowledge and experience of the largest filer to the SEC

Updates on system

enhancements and important SEC changes

Get the latest insights on SEC and financial reporting

Video

SPAC IPO Considerations and Complexities – key takeaways from the SPAC Asia Summit 2021

November 2021
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Calendar

2022 Investment Companies Regulatory Calendar

November 2021
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Blog

SEC Begins Beta Program for Proposed EDGAR Modernization

November 2021 | Marcie Clark
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Calendar

2022 Capital Markets SEC Filing Calendar

November 2021
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Fact Sheet

DFIN Web Hosting: Meet SEC Compliance Regulations While Creating a Superior Investor Experience

October 2021
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Video

SEC Modernization: What You Need to Know

October 2021 | Marcie Clark
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Case Study

How we helped the world’s largest automotive safety supplier optimize its SEC filing process

September 2021
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Press Release

DFIN Partners with Diligent on New Pre-IPO Solution, Helping Companies Establish Modern Governance, Audit and Compliance Practices Ahead of Public Offerings

September 2021 | Craig Clay
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Blog

SEC Modernization: Agenda for Fall 2021: Preparing Our Clients Now for Tomorrow

September 2021 | Marcie Clark
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White Paper

Addressing Questions About the Materiality of Corporate ESG Disclosure

August 2021
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Knowledge Resources

Moving Forward -- Acceleration in reporting is driving the proxy outlook for 2021

May 2021 | Ron Schneider
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Article

DFIN’s 1Q Earnings and the Value of Innovation

May 2021 | Craig Clay
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Drag for more

Stay in control of Section 16 filings.