What Directors & Officers Must Do by March 18, 2026
In December 2025, legislation was signed directing the U.S. Securities and Exchange Commission (SEC) to extend Section 16(a) reporting obligations to Foreign Private Issuers (FPIs). The law requires directors and officers of FPIs with equity securities registered with the SEC to file ownership reports under Section 16(a) of the Securities Exchange Act of 1934, with compliance set to begin on March 18, 2026.
For the first time, FPIs’ directors and officers will be required to disclose their beneficial ownership and promptly report changes to the SEC. These changes introduce new compliance obligations, including Form 3, 4, and 5 filings, EDGAR access, and individual accountability for timely reporting.
This on‑demand webcast features DFIN’s Regulatory Compliance and SEC specialists, providing an overview of the new Section 16 requirements and the practical steps FPIs should take now to prepare ahead of the compliance date.
Topics
- Key SEC Section 16 requirements and deadlines for FPIs
- How to onboard directors and officers for Section 16 compliance
- Preparing for EDGAR access, Form ID, and Form 3 / 4 / 5 filings
- How DFIN’s end-to-end solutions help simplify ongoing compliance
- Live demo: Section 16 Filings on ActiveDisclosure
Speakers
- Bridget Hughes – Corporate Governance Services, DFIN
- Angela McTere – SEC Regulatory Services, DFIN
- Mike Lemus, CPA – Solution Consultant, ActiveDisclosure, DFIN
Please note: This webcast is provided for informational purposes only and does not constitute legal advice.