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Section 16 And Form 144 Filing Software

Efficiently file SEC ownership forms electronically with our secure financial reporting software. Purchase access to file just these form types or as a part of the complete ActiveDisclosure platform.

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Quickly pivot from paper to electronic filings.

The SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16 reporting software.

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Secure, self-service
Section 16 & Form 144

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Gain access to these form types standalone within AD

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Report equity ownership & changes to corporate securities electronically

What does the mandate mean for you?

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Simplify your beneficial ownership filings

Section 16

Easily manage the many moving parts necessary for filing Section 16 forms 3, 4 and 5. Improve your processes, become more secure and ensure compliance with our Section 16 filing software.

Form 144

Comply with the new electronic filing regulations. Use AD to file Form 144 in an easy-to-use, structured data format. Rely on DFIN’s Form 144 filing software to help you prepare to go digital.

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End to end solution for digital filings

Client experience is at the core of everything we do

Client stories:

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Cross River Bank saves time & money on private company reporting
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WTW optimizes SEC filing efficiencies & improves productivity
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What can DFIN do to help your business?

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our clients

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Experience industry-leading support any time you need it

When you work with DFIN, you get:

Access to live experts 24/7/365 to respond to issues and provide expert insight.

Software that stays ahead of all SEC regulatory changes, enhancements and updates.

Market leadership level knowledge and experience from the world’s largest SEC filer.

More findings, right this way

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Resources

IPO Market Trends & Outlook 2023

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SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting

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Fact Sheet

End-to-End Compliance Reporting for Non-Traded REITs, Private Fund and BDCs

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Guide

Driving Fundraising Readiness – A Practical Guide by Experienced Investors

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White Paper

Reporting Trends for 2024

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Press Release

DFIN’s Dannie Combs Named a Top Global CISO in the World for 2023

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Video Podcast

WTW Optimizes SEC Filing Efficiencies

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Calendar

2024 Investment Companies Regulatory Calendar

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Harnessing the Power of Responsible AI with Floyd Strimling, Chief Product Officer, DFIN

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Press Release

DFIN Announces Exhibitor Sponsorship of SuiteWorld 2023

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