Start the Conversation

Honeypot Field to Catch Bots
Honeypot Field to Catch Bots

Section 16 And Form 144 Filing Software

Efficiently file SEC ownership forms electronically with our secure financial reporting software. Purchase access to file just these form types or as a part of the complete ActiveDisclosure platform.

File16 Screen Glass
Woman Smiling Pic

Quickly pivot from paper to electronic filings.

The SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16 reporting software.

Checkbox

Secure, self-service
Section 16 & Form 144

Checkbox

Gain access to these form types standalone within AD

Checkbox

Report equity ownership & changes to corporate securities electronically

What does the mandate mean for you?

Read now

Simplify your beneficial ownership filings

Section 16

Easily manage the many moving parts necessary for filing Section 16 forms 3, 4 and 5. Improve your processes, become more secure and ensure compliance with our Section 16 filing software.

Form 144

Comply with the new electronic filing regulations. Use AD to file Form 144 in an easy-to-use, structured data format. Rely on DFIN’s Form 144 filing software to help you prepare to go digital.

Form144 Screen
Ashish Garg Photo

Hear from
our clients

Watch Ashish Garg Testimoniall

End to end solution for digital filings

Client experience is at the core of everything we do

Client stories:

Aidan Lawless Video Thumbnail
Cross River Bank saves time & money on private company reporting
Steve Horowitz Video Thumbnail
WTW optimizes SEC filing efficiencies & improves productivity
Costumer Service Pic Costumer Service Pic

What can DFIN do to help your business?

Nathan Cowley Photo

Hear from
our clients

Watch Nathan Cowley Testimonial

Experience industry-leading support any time you need it

When you work with DFIN, you get:

Access to live experts 24/7/365 to respond to issues and provide expert insight.

Software that stays ahead of all SEC regulatory changes, enhancements and updates.

Market leadership level knowledge and experience from the world’s largest SEC filer.

More findings, right this way

Blog

Navigating the Latest SEC Climate Disclosure Rules: We’ve Got Your Back

Craig Clay
View blog

Resources

What is ESMA?

What is ESMA - Card
View resource

Blog

How to Think About AI When You’re Planning an IPO

Craig Clay
View blog

Blog

Software Shines in DFIN’s 2023 Earnings Report

Craig Clay
View blog

Case Study

How we help a middle market private equity firm raise capital and close deals

How we help a middle market private equity firm raise capital and close deals - Card
Read case study

Resources

The Dual-Track Process For IPOs & Exits

The Dual-Track Process For IPOs & Exits - Card
View resource

Video Podcast

Webinar Replay: Corporate Governance Outlook: The Top Issues of 2024

Webinar Replay: Corporate Governance Outlook - Card
Watch podcast

Blog

IPO Experts See Better Days Ahead

Craig Clay
View blog

Article

SEC Approves New SPAC Rules and Amendments to Enhance Investor Protections

clark
Read article

Fact Sheet

Total Compliance Management - Everything you need to meet today’s modernization challenges

View fact sheet

Article

The SEC Private Fund Advisers Rule – Key Takeaways

The SEC Private Fund Advisers Rule - Card
Read article

Video Podcast

Webinar Replay: IPO Preparedness Roundtable

IPO Webinar Replay - Card
Watch podcast

Case Study

How we helped a multi-national commercial real-estate company save 25 hours a week on manual filing

How we helped a multi-national commercial - Card
Read case study

Report

DFIN's IPO & Public Listing Report - Q4 2023 Edition

IPO and Public Listing Report - Card
Read report

Blog

IPOs, Regulations, and Other Thoughts. Here’s looking at 2024

Craig Clay
View blog

Report

Equilar releases its “Corporate Governance Outlook 2024” report featuring DFIN commentary

schneider
Read report

Video Podcast

Webinar Replay: Are You Ready for EDGAR Next?

Webinar Replay: Are You Ready for EDGAR Next - Card
Watch podcast

Resources

Equity Carve-Out Transactions

Equity Carve-Out Transactions - Card
View resource

Blog

Recognizing the Task Force on Climate-Related Financial Disclosures

truzzolino
View blog

Resources

M&A Industry Trends & Outlook 2024

Priya Shah
View resource